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作为研究中的一项国际伦理标准的最小风险。

Minimal risk as an international ethical standard in research.

作者信息

Kopelman Loretta M

机构信息

Brody School of Medicine, Greenville, NC 27858-4354, USA.

出版信息

J Med Philos. 2004 Jun;29(3):351-78. doi: 10.1080/03605310490500545.

Abstract

Classifying research proposals by risk of harm is fundamental to the approval process and the most pivotal risk category in most regulations is that of "minimal risk." If studies have no more than a minimal risk, for example, a nearly worldwide consensus exists that review boards may sometimes: (1) expedite review, (2) waive or modify some or all elements of informed consent, or (3) enroll vulnerable subjects including healthy children, incapacitated persons and prisoners even if studies do not hold out direct benefits to them. The moral and social purposes behind this threshold are discussed along with relevant views from the National Commission, NBAC, NHRPAC, Grimes v. Kennedy Krieger Institute, The Nuremberg Code, and The WMA's Declaration of Helsinki. Representative policies from Australia, Canada, South Africa, the U.S., and CIOMS are reviewed revealing different understandings of this sorting threshold. Six of nine frequently cited interpretations of "minimal risk" are untenable. The "absolute" interpretation of the "routine examination" standard is defended as best.

摘要

根据伤害风险对研究提案进行分类是审批过程的基础,并且在大多数法规中,最关键的风险类别是“最低风险”。例如,如果研究的风险不超过最低风险,那么几乎在全球范围内都存在一种共识,即审查委员会有时可以:(1)加快审查速度;(2)免除或修改知情同意的部分或全部要素;或者(3)招募包括健康儿童、无行为能力者和囚犯在内的弱势群体,即使研究对他们没有直接益处。本文将探讨这一门槛背后的道德和社会目的,并结合国家委员会、国家生物伦理咨询委员会、国家人类研究保护咨询委员会、格林姆斯诉肯尼迪·克里格研究所案、《纽伦堡法典》以及世界医学协会《赫尔辛基宣言》的相关观点进行讨论。同时,本文还将审视澳大利亚、加拿大、南非、美国和国际医学科学组织理事会的代表性政策,揭示对这一分类门槛的不同理解。对“最低风险”九种常见解释中的六种进行了分析,认为其站不住脚。本文认为对“常规检查”标准的“绝对”解释是最佳的。

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