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早期预警的迟来教训:走向研究与政策中的预防与现实

Late lessons from early warnings: towards precaution and realism in research and policy.

作者信息

Gee D, Krayer von Krauss M P

机构信息

European Environmental Agency, Denmark.

出版信息

Water Sci Technol. 2005;52(6):25-34.

Abstract

This paper focuses on the evidentiary aspects of the precautionary principle. Three points are highlighted: (i) the difference between association and causation; (ii) how the strength of scientific evidence can be considered; and (iii) the reasons why regulatory regimes tend to err in the direction of false negatives rather than false positives. The point is made that because obtaining evidence of causation can take many decades of research, the precautionary principle can be invoked to justify action when evidence of causation is not available, but there is good scientific evidence of an association between exposures and impacts. It is argued that the appropriate level of proof is context dependent, as "appropriateness" is based on value judgements about the acceptability of the costs, about the distribution of the costs, and about the consequences of being wrong. A complementary approach to evaluating the strength of scientific evidence is to focus on the level of uncertainty. If decision makers are made aware of the limitations of the knowledge base, they can compensate by adopting measures aimed at providing early warnings of un-anticipated effects and mitigating their impacts. The point is made that it is often disregarded that the Bradford Hill criteria for evaluating evidence are asymmetrical, in that the applicability of a criterion increases the strength of evidence on the presence of an effect, but the inapplicability of a criterion does not increase the strength of evidence on the absence of an effect. The paper discusses the reason why there are so many examples of regulatory "false negatives" as opposed to "false positives". Two main reasons are put forward: (i) the methodological bias within the health and environmental sciences; and (ii) the dominance within decision-making of short term economic and political interests. Sixteen features of methods and culture in the environmental and health sciences are presented. Of these, only three features tend to generate "false positives". It is concluded that although the different features of scientific methods and culture produce robust science, they can lead to poor regulatory decisions on hazard prevention.

摘要

本文聚焦于预防原则的证据层面。着重强调了三点:(i)关联与因果关系之间的差异;(ii)如何考量科学证据的力度;(iii)监管制度倾向于在假阴性而非假阳性方向犯错的原因。文中指出,由于获取因果关系的证据可能需要数十年的研究,因此当缺乏因果关系的证据,但存在关于暴露与影响之间关联的充分科学证据时,可以援引预防原则来为采取行动提供正当理由。有人认为,适当的证明水平取决于具体情境,因为“适当性”基于对成本可接受性、成本分配以及犯错后果的价值判断。评估科学证据力度的一种补充方法是关注不确定性的程度。如果决策者意识到知识库的局限性,他们可以通过采取措施来提供意外影响的早期预警并减轻其影响,从而进行弥补。文中指出,人们常常忽视的是,用于评估证据的布拉德福德·希尔标准是不对称的,即一个标准的适用性会增强存在某种影响的证据力度,但一个标准的不适用性并不会增强不存在某种影响的证据力度。本文讨论了为何监管方面存在如此多“假阴性”而非“假阳性”的例子。提出了两个主要原因:(i)健康与环境科学内部的方法学偏差;(ii)短期经济和政治利益在决策过程中的主导地位。文中呈现了环境与健康科学在方法和文化方面的16个特征。其中,只有三个特征往往会产生“假阳性”。结论是,尽管科学方法和文化的不同特征造就了可靠的科学,但它们可能导致在危害预防方面做出糟糕的监管决策。

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