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评估刑事被告的裁判能力和可恢复性时的意见形成:对8000份评估的综述

Opinion formation in evaluating the adjudicative competence and restorability of criminal defendants: a review of 8,000 evaluations.

作者信息

Warren Janet I, Murrie Daniel C, Stejskal William, Colwell Lori H, Morris James, Chauhan Preeti, Dietz Park

机构信息

Institute of Law, Psychiatry and Public Policy, University of Virginia, USA.

出版信息

Behav Sci Law. 2006;24(2):113-32. doi: 10.1002/bsl.699.

Abstract

Evaluations of competence to stand trial (CST) are the most common type of criminal forensic evaluation conducted, and courts tend to defer to clinician opinions regarding a defendant's competence. Thus, it is important to study the ways in which clinicians arrive at opinions regarding adjudicative competence and the data they consider in forming their opinions. We reviewed 8,416 evaluations conducted by forensic evaluators in Virginia over a 12 year period, and examined (a) the clinical, demographic, and criminal characteristics of a defendant as related to opinions regarding competence, predicted restorability, and impairment on "prongs" of the Dusky standard, (b) process and outcome differences in evaluations conducted by psychiatrists versus psychologists and inpatient versus outpatient evaluators, and (c) the consistency of incompetence base rates over a 10 year period. Overall, clinicians opined that 19% of defendants were incompetent and considered 23% of these unlikely to be restored to competence. Not surprisingly, psychotic and organic/intellectual disorders were most strongly associated with findings of incompetence. However, there were some notable differences between evaluations by psychologists versus psychiatrists and between evaluations conducted in inpatient versus outpatient settings.

摘要

受审能力(CST)评估是最常见的刑事司法鉴定类型,法院往往会听从临床医生关于被告是否具备受审能力的意见。因此,研究临床医生形成关于审判能力的意见的方式以及他们在形成意见时所考虑的数据非常重要。我们回顾了弗吉尼亚州法医鉴定人员在12年期间进行的8416次评估,并研究了:(a)被告的临床、人口统计学和犯罪特征,这些特征与关于能力、预测的恢复能力以及在“达斯基标准”各“分支”上的损害的意见相关;(b)精神科医生与心理学家以及住院评估人员与门诊评估人员进行的评估在过程和结果上的差异;(c)10年期间无能力基准率的一致性。总体而言,临床医生认为19%的被告无受审能力,并认为其中23%的人不太可能恢复受审能力。不出所料,精神障碍和器质性/智力障碍与无能力的判定最为密切相关。然而,心理学家与精神科医生进行的评估之间以及住院环境与门诊环境中进行的评估之间存在一些显著差异。

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