J Am Acad Psychiatry Law. 2007;35(4 Suppl):S3-72.
Competence to stand trial is a legal construct used to identify those criminal defendants who have the requisite mental capacity to understand the nature and objective of the proceedings against them and to participate rationally in preparing their defense. This Practice Guideline has described how psychiatrists should evaluate individuals concerning their competence to stand trial. The Guideline describes acceptable forensic psychiatric practice for such evaluations. Where possible, it specifies standards of practice and principles of ethics and also emphasizes the importance of analyzing an individual defendant's case in the context of statutes and case law applicable in the jurisdiction where the evaluation takes place. The recommendations in the Guideline both reflect and are limited by evolving case law, statutory requirements, legal publications, and the current state of psychiatric knowledge. The authors have taken note of nationally applicable case law, federal constitutional standards, statutory language, and federal and state interpretations of the rights or statutes, recognizing that jurisdictions may differ in their specific interpretation or application of statutes or general constitutional standards. The review of cases concerning specific psychiatric diagnoses illustrates general U.S. trends, and psychiatrists must remain cognizant of their jurisdictions' interpretations of statutes or constitutional requirements. By surveying a variety of practices and approaches to data gathering and case analysis, the authors believe that this Guideline will stimulate additional collegial discussion about what is necessary and sufficient for adequate evaluations of adjudicative competence. The notion that psychiatrists should apply expertise to competence assessments stems from the principal that, before allowing a defendant to face criminal prosecution and possible punishment, courts need reasonable assurance--based, if necessary, on a careful, individualized evaluation--that the defendant has adequate mental capacity to make a defense. At a minimum, a psychiatrist's opinion about adjudicative competence should reflect an understanding of the jurisdictional standard and of how the defendant's mental condition affects competence as defined with the jurisdiction. The psychiatrist's report should clearly describe the opinion and the reasoning that leads to it. Psychiatrists who provide mental health expertise concerning adjudicative competence give trial courts information needed to assure that defendants can appropriately protect themselves and that criminal proceedings will be accurate, dignified,and just.
刑事责任能力是一个法律概念,用于确定那些具有必要的心理能力,以理解针对他们的诉讼的性质和目的,并理性地参与准备自己的辩护的刑事被告。本实践指南描述了精神病医生应如何评估个人的审判能力。本准则描述了这种评估的可接受的法医精神病学实践。在可能的情况下,它规定了实践标准和道德原则,并强调了在评估发生的司法管辖区内的法规和判例法的背景下分析个别被告案件的重要性。本准则中的建议既反映了也受到不断发展的判例法、法规要求、法律出版物以及精神病学知识的当前状况的限制。作者注意到全国适用的判例法、联邦宪法标准、法规语言以及对权利或法规的联邦和州解释,认识到各司法管辖区可能在对法规或一般宪法标准的具体解释或适用上存在差异。对涉及特定精神科诊断的案件的审查说明了美国的一般趋势,精神病医生必须意识到他们的司法管辖区对法规或宪法要求的解释。通过调查各种实践和方法来收集数据和案例分析,作者相信本准则将激发关于充分评估裁判能力所需的和足够的更多的同仁讨论。精神病医生应该将专业知识应用于能力评估的观点源于这样一个原则,即在允许被告面临刑事起诉和可能的惩罚之前,法院需要基于必要的、基于仔细的个体化评估的合理保证,即被告具有足够的心理能力进行辩护。最低限度,精神病医生关于裁判能力的意见应反映对管辖权标准的理解,以及被告的精神状况如何影响管辖权内定义的能力。精神病医生的报告应清楚地描述意见及其推理过程。提供有关裁判能力的精神健康专业知识的精神病医生向审判法院提供了确保被告能够适当保护自己以及刑事诉讼将是准确、有尊严和公正所需的信息。