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受审能力:临床医生的可靠性及犯罪严重程度的作用

Competence to stand trial: clinician reliability and the role of offense severity.

作者信息

Rosenfeld B, Ritchie K

机构信息

Psychiatry Clinic, New York City Criminal and Supreme Courts, NY, USA.

出版信息

J Forensic Sci. 1998 Jan;43(1):151-7.

PMID:9456535
Abstract

As research strategies for studying competence to stand trial evolve, interest in the decision-making process of clinicians and the factors that may influence the clinical process has grown. This study assesses the reliability of clinical opinions regarding the basis for competence decisions and the influence that severity of the offense has upon the clinical determinations of competence. One-hundred eighty-eight criminal defendants in an outpatient forensic clinic were evaluated by pairs of clinicians (psychiatrists and clinical psychologists). Each clinician was asked to complete a questionnaire regarding the defendant's overall degree of competence on a 0 to 10 rating scale, ability to understand charges and proceedings and ability to assist in one's defense, and the likelihood that the defendant was malingering. Results demonstrated a high degree of reliability not only in clinical determinations of competence (agreement in 187 of 188 cases), but in estimates of overall degree of competence and the basis for findings of competence or incompetence (e.g., the Dusky criteria). Misdemeanor defendants were more likely to be found incompetent to stand trial. However, degree of competence was only associated with offense severity for defendants found incompetent to stand trial. There was no relationship between these variables for competent defendants. These results suggest that clinicians may require a higher degree of competence for defendants charged with more serious offenses, although this process may not apply equally to competent and incompetent defendants. Furthermore, conducting competence interviews jointly appears to increase the concordance of competence opinions.

摘要

随着研究受审能力的策略不断发展,人们对临床医生的决策过程以及可能影响临床过程的因素的兴趣与日俱增。本研究评估了关于能力判定依据的临床意见的可靠性,以及犯罪严重程度对能力临床判定的影响。门诊法医诊所的188名刑事被告由成对的临床医生(精神科医生和临床心理学家)进行评估。每位临床医生都被要求完成一份问卷,内容涉及被告在0至10分的评分量表上的总体能力程度、理解指控和诉讼程序的能力以及协助自我辩护的能力,以及被告伪装的可能性。结果表明,不仅在能力的临床判定方面(188例中有187例意见一致),而且在总体能力程度的评估以及能力合格或不合格的判定依据(例如,达斯基标准)方面,都具有高度的可靠性。轻罪被告更有可能被判定无受审能力。然而,能力程度仅与被判定无受审能力的被告的犯罪严重程度相关。对于有受审能力的被告,这些变量之间没有关系。这些结果表明,对于被控犯有更严重罪行的被告,临床医生可能需要更高程度的能力,尽管这一过程可能不适用于有受审能力和无受审能力的被告。此外,联合进行能力访谈似乎会提高能力意见的一致性。

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