Health Qual Life Outcomes. 2006 Oct 11;4:79. doi: 10.1186/1477-7525-4-79.
This guidance describes how the FDA evaluates patient-reported outcome (PRO) instruments used as effectiveness endpoints in clinical trials. It also describes our current thinking on how sponsors can develop and use study results measured by PRO instruments to support claims in approved product labeling (see appendix point 1). It does not address the use of PRO instruments for purposes beyond evaluation of claims made about a drug or medical product in its labeling. By explicitly addressing the review issues identified in this guidance, sponsors can increase the efficiency of their endpoint discussions with the FDA during the product development process, streamline the FDA's review of PRO endpoint adequacy, and provide optimal information about the patient's perspective of treatment benefit at the time of product approval. A PRO is a measurement of any aspect of a patient's health status that comes directly from the patient (i.e., without the interpretation of the patient's responses by a physician or anyone else). In clinical trials, a PRO instrument can be used to measure the impact of an intervention on one or more aspects of patients' health status, hereafter referred to as PRO concepts, ranging from the purely symptomatic (response of a headache) to more complex concepts (e.g., ability to carry out activities of daily living), to extremely complex concepts such as quality of life, which is widely understood to be a multidomain concept with physical, psychological, and social components. Data generated by a PRO instrument can provide evidence of a treatment benefit from the patient perspective. For this data to be meaningful, however, there should be evidence that the PRO instrument effectively measures the particular concept that is studied. Generally, findings measured by PRO instruments may be used to support claims in approved product labeling if the claims are derived from adequate and well-controlled investigations that use PRO instruments that reliably and validly measure the specific concepts at issue. The glossary defines many of the terms used in this guidance. In particular, the term instrument refers to the actual questions or items contained in a questionnaire or interview schedule along with all the additional information and documentation that supports the use of these items in producing a PRO measure (e.g., interviewer training and instructions, scoring and interpretation manual). The term conceptual framework refers to how items are grouped according to subconcepts or domains (e.g., the item walking without help may be grouped with another item, walking with difficulty, within the domain of ambulation, and ambulation may be further grouped into the concept of physical ability). FDA's guidance documents, including this guidance, do not establish legally enforceable responsibilities. Instead, guidance documents describe the Agency's current thinking on a topic and should be viewed only as recommendations, unless specific regulatory or statutory requirements are cited. The use of the word should in Agency guidance documents means that something is suggested or recommended but not required. First publication of the Draft Guidance by the Food and Drug Administration--February 2006.
本指南描述了美国食品药品监督管理局(FDA)如何评估在临床试验中用作有效性终点的患者报告结局(PRO)工具。它还阐述了我们目前对于申办者如何开发和使用由PRO工具测量的研究结果以支持批准产品标签中的声明的看法(见附录要点1)。本指南未涉及将PRO工具用于评估药品或医疗产品标签中声明之外的目的。通过明确解决本指南中确定的审评问题,申办者可以在产品开发过程中提高与FDA进行终点讨论的效率,简化FDA对PRO终点充分性的审评,并在产品批准时提供有关患者对治疗益处看法的最佳信息。PRO是对患者健康状况任何方面的直接来自患者的测量(即无需医生或其他任何人对患者回答进行解读)。在临床试验中,PRO工具可用于测量干预对患者健康状况一个或多个方面的影响,以下称为PRO概念,范围从纯粹的症状(如头痛反应)到更复杂的概念(如进行日常生活活动的能力),再到极其复杂的概念如生活质量,生活质量被广泛理解为一个具有身体、心理和社会组成部分的多领域概念。PRO工具生成的数据可从患者角度提供治疗益处的证据。然而,为使这些数据有意义,应有证据表明PRO工具能有效测量所研究的特定概念。一般而言,如果声明源自充分且对照良好的调查,且使用的PRO工具能可靠且有效地测量所涉特定概念,则由PRO工具测量的结果可用于支持批准产品标签中的声明。术语表定义了本指南中使用的许多术语。特别是,工具一词指问卷或访谈提纲中包含的实际问题或条目以及支持使用这些条目以产生PRO测量结果的所有其他信息和文件(如访员培训和说明、评分及解读手册)。概念框架一词指条目如何根据子概念或领域进行分组(例如,“无需帮助行走”这一条目可能与“行走困难”这一条目归为“行走能力”领域,而“行走能力”可能进一步归为身体能力概念)。FDA的指南文件,包括本指南,未确立具有法律强制执行力的责任。相反,指南文件描述了该机构目前对某一主题的看法,除非引用了具体的监管或法定要求,否则应仅视为建议。食品药品监督管理局首次发布《指南草案》——2006年2月。