Kunz R, Vist G, Oxman A D
Basler Institute for Clinical Epidemiology, Gemeinsamer Bundesausschuss, Auf dem Seidenberg 3A, Siegburg, Germany, 53707.
Cochrane Database Syst Rev. 2007 Apr 18(2):MR000012. doi: 10.1002/14651858.MR000012.pub2.
Randomised trials use the play of chance to assign participants to comparison groups. The unpredictability of the process, if not subverted, should prevent systematic differences between comparison groups (selection bias), provided that a sufficient number of people are randomised.
To assess the effects of randomisation and concealment of allocation on the results of healthcare trials.
We searched the Cochrane Methodology Register, MEDLINE, SciSearch, reference lists up to August 2000 and used personal communication.
Cohorts of trials, systematic reviews or meta-analyses of healthcare interventions that compared outcomes or prognostic factors for one of the following comparisons: randomised versus non-randomised trials, randomised trials with adequately versus inadequately concealed allocation, or high versus low quality trials where selection bias could not be separated from other sources of bias.
One of us went through all of the citations in the Cochrane Methodology Register and accumulated reference lists. Studies that appeared to meet the inclusion criteria were retrieved and assessed independently by two of the reviewers. The methodological quality of included studies was appraised and information extracted by one of us and checked by a second. Tabular summaries of the results were prepared for each comparison and the results across studies were assessed qualitatively to identify common trends or discrepancies.
We identified 32 studies including over 3000 trials. Twenty-two studies compared randomised versus non-randomised trials, three compared adequately versus inadequately concealed allocation, and nine compared high versus low quality trials (some studies included more than one comparison). Five studies were of high methodological quality. In 15 of the 22 studies that compared randomised and non-randomised trials of the same intervention, important differences were found in the estimates of effect. Some of these differences were due to a poorer prognosis in the control groups in the non-randomised trials. The results of the other seven studies that compared randomised and non-randomised trials across different interventions are less clear. Comparisons of adequately and inadequately concealed allocation in randomised trials of the same intervention provided high quality evidence that concealment can be crucial in achieving similar treatment groups and, therefore, unbiased estimates of treatment effects. Studies with inadequate concealment tended to overestimate treatment effects. Comparisons of high and low quality trials of the same intervention have found important differences in estimates of effect, but it is not possible to determine the extent to which these differences can be attributed to randomisation or concealment of allocation. Omitting comparisons between randomised trials and non-randomised trials using historical controls did not substantially alter the results or conclusions of our review.
AUTHORS' CONCLUSIONS: On average, non-randomised trials and randomised trials with inadequate concealment of allocation tend to result in larger estimates of effect than randomised trials with adequately concealed allocation. However, it is not generally possible to predict the magnitude, or even the direction, of possible selection biases and consequent distortions of treatment effects.
随机试验利用随机化方法将参与者分配到不同的比较组。只要随机化的人数足够,且该过程未被破坏,那么这种不可预测性就能防止比较组之间出现系统性差异(选择偏倚)。
评估随机化和分配方案隐藏对医疗保健试验结果的影响。
我们检索了Cochrane方法学注册库、MEDLINE、科学文摘数据库,查阅了截至2000年8月的参考文献列表,并进行了个人交流。
医疗保健干预措施的试验队列、系统评价或荟萃分析,这些研究比较了以下其中一种比较的结局或预后因素:随机对照试验与非随机对照试验、分配方案隐藏充分与不充分的随机对照试验,或无法将选择偏倚与其他偏倚来源区分开的高质量与低质量试验。
我们中的一人查阅了Cochrane方法学注册库中的所有文献及积累的参考文献列表。看起来符合纳入标准的研究被检索出来,并由两位评审员独立评估。纳入研究的方法学质量由我们中的一人进行评估并提取信息,再由另一人进行核对。针对每个比较项目编制了结果表格总结,并对各项研究的结果进行定性评估,以确定共同趋势或差异。
我们共识别出32项研究,其中包含3000多项试验。22项研究比较了随机对照试验与非随机对照试验,3项研究比较了分配方案隐藏充分与不充分的情况,9项研究比较了高质量与低质量试验(有些研究包含不止一种比较)。5项研究具有较高的方法学质量。在22项比较同一干预措施的随机对照试验与非随机对照试验的研究中,有15项发现效应估计值存在重要差异。其中一些差异是由于非随机对照试验中对照组的预后较差。另外7项比较不同干预措施的随机对照试验与非随机对照试验的研究结果不太明确。在同一干预措施的随机对照试验中,对分配方案隐藏充分与不充分的比较提供了高质量证据,表明隐藏对于实现相似的治疗组至关重要,因此对于治疗效果的无偏估计也很关键。分配方案隐藏不充分的研究往往会高估治疗效果。对同一干预措施的高质量与低质量试验的比较发现效应估计值存在重要差异,但无法确定这些差异在多大程度上可归因于随机化或分配方案隐藏。省略使用历史对照的随机对照试验与非随机对照试验之间的比较,并未实质性改变我们综述的结果或结论。
平均而言,非随机对照试验以及分配方案隐藏不充分的随机对照试验,往往比分配方案隐藏充分的随机对照试验产生更大的效应估计值。然而,通常无法预测可能的选择偏倚的大小,甚至方向,以及由此导致的治疗效果扭曲。