Jasanoff Sheila
Harvard University, Cambridge, MA 02138-5801, USA.
Environ Health Perspect. 2008 Jan;116(1):123-9. doi: 10.1289/ehp.9976.
Federal appellate courts have devised several criteria to help judges distinguish between reliable and unreliable scientific evidence. The best known are the U.S. Supreme Court's criteria offered in 1993 in Daubert v. Merrell Dow Pharmaceuticals, Inc. This article focuses on another criterion, offered by the Ninth Circuit Court of Appeals, that instructs judges to assign lower credibility to "litigation science" than to science generated before litigation. In this article I argue that the criterion-based approach to judicial screening of scientific evidence is deeply flawed. That approach buys into the faulty premise that there are external criteria, lying outside the legal process, by which judges can distinguish between good and bad science. It erroneously assumes that judges can ascertain the appropriate criteria and objectively apply them to challenged evidence before litigation unfolds, and before methodological disputes are sorted out during that process. Judicial screening does not take into account the dynamics of litigation itself, including gaming by the parties and framing by judges, as constitutive factors in the production and representation of knowledge. What is admitted through judicial screening, in other words, is not precisely what a jury would see anyway. Courts are sites of repeated re-representations of scientific knowledge. In sum, the screening approach fails to take account of the wealth of existing scholarship on the production and validation of scientific facts. An unreflective application of that approach thus puts courts at risk of relying upon a "junk science" of the nature of scientific knowledge.
联邦上诉法院制定了若干标准,以帮助法官区分可靠和不可靠的科学证据。其中最著名的是美国最高法院1993年在“道伯特诉默克多制药公司案”中提出的标准。本文关注的是美国第九巡回上诉法院提出的另一个标准,该标准指示法官赋予“诉讼科学”的可信度低于诉讼前产生的科学。在本文中,我认为基于标准的司法审查科学证据的方法存在严重缺陷。这种方法接受了一个错误的前提,即存在法律程序之外的外部标准,法官可以据此区分好的和坏的科学。它错误地假定法官能够确定适当的标准,并在诉讼展开之前、在该过程中方法论争议得到解决之前,客观地将这些标准应用于受到质疑的证据。司法审查没有将诉讼本身的动态因素,包括当事人的策略行为和法官的框架设定,视为知识产生和呈现过程中的构成性因素。换句话说,通过司法审查被采纳的内容,并不完全是陪审团无论如何都会看到的内容。法院是科学知识反复重新呈现的场所。总之,审查方法没有考虑到现有的关于科学事实产生和验证的大量学术研究。因此,不加反思地应用该方法会使法院面临依赖一种关于科学知识本质的“垃圾科学”的风险。