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人类进化过程中出生时的脑容量:一种估算古人类新生儿脑容量的新方法。

Brain size at birth throughout human evolution: a new method for estimating neonatal brain size in hominins.

作者信息

DeSilva Jeremy M, Lesnik Julie J

机构信息

Department of Anthropology University of Michigan, Ann Arbor, MI 48109-1107, USA.

出版信息

J Hum Evol. 2008 Dec;55(6):1064-74. doi: 10.1016/j.jhevol.2008.07.008. Epub 2008 Sep 13.

Abstract

An increase in brain size is a hallmark of human evolution. Questions regarding the evolution of brain development and obstetric constraints in the human lineage can be addressed with accurate estimates of the size of the brain at birth in hominins. Previous estimates of brain size at birth in fossil hominins have been calculated from regressions of neonatal body or brain mass to adult body mass, but this approach is problematic for two reasons: modern humans are outliers for these regressions, and hominin adult body masses are difficult to estimate. To accurately estimate the brain size at birth in extinct human ancestors, an equation is needed for which modern humans fit the anthropoid regression and one in which the hominin variable entered into the regression equation has limited error. Using phylogenetically sensitive statistics, a resampling approach, and brain-mass data from the literature and from National Primate Research Centers on 362 neonates and 2802 adults from eight different anthropoid species, we found that the size of the adult brain can strongly predict the size of the neonatal brain (r2=0.97). This regression predicts human brain size, indicating that humans have precisely the brain size expected as an adult given the size of the brain at birth. We estimated the size of the neonatal brain in fossil hominins from a reduced major axis regression equation using published cranial capacities of 89 adult fossil crania. We suggest that australopiths gave birth to infants with cranial capacities that were on average 180cc (95% CI: 158-205cc), slightly larger than the average neonatal brain size of chimpanzees. Neonatal brain size increased in early Homo to 225cc (95% CI: 198-257cc) and in Homo erectus to approximately 270cc (95% CI: 237-310cc). These results have implications for interpreting the evolution of the birth process and brain development in all hominins from the australopiths and early Homo, through H. erectus, to Homo sapiens.

摘要

脑容量的增加是人类进化的一个标志。关于人类谱系中脑发育的进化和产科限制的问题,可以通过对古人类出生时脑容量的准确估计来解决。以前对化石古人类出生时脑容量的估计是通过新生儿身体或脑质量与成人体质量的回归计算得出的,但这种方法存在两个问题:现代人类是这些回归的异常值,而且古人类的成人体质量难以估计。为了准确估计已灭绝人类祖先出生时的脑容量,需要一个现代人类符合灵长类回归的方程,以及一个回归方程中输入的古人类变量误差有限的方程。利用系统发育敏感统计、重采样方法以及来自文献和国家灵长类研究中心的关于8种不同灵长类物种的362只新生儿和2802只成年个体的脑质量数据,我们发现成年脑容量可以强烈预测新生儿脑容量(r2 = 0.97)。这种回归预测了人类脑容量,表明鉴于出生时的脑容量,人类拥有作为成年人所预期的精确脑容量。我们使用89个成年化石颅骨的已公布颅容量,通过主轴回归方程的简化形式估计了化石古人类新生儿的脑容量。我们认为南方古猿产下的婴儿颅容量平均为180立方厘米(95%置信区间:158 - 205立方厘米),略大于黑猩猩新生儿脑容量的平均值。早期人类的新生儿脑容量增加到225立方厘米(95%置信区间:198 - 257立方厘米),直立人的新生儿脑容量增加到约270立方厘米(95%置信区间:237 - 310立方厘米)。这些结果对于解释从南方古猿和早期人类到直立人再到智人的所有古人类出生过程和脑发育的进化具有启示意义。

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