Lynch Kevin G, Cary Mark, Gallop Robert, Ten Have Thomas R
Department of Psychiatry, University of Pennsylvania School of Medicine, Philadelphia, PA 19104, January 22, 2008.
Health Serv Outcomes Res Methodol. 2008;8(2):57-76. doi: 10.1007/s10742-008-0028-9.
In the context of randomized intervention trials, we describe causal methods for analyzing how post-randomization factors constitute the process through which randomized baseline interventions act on outcomes. Traditionally, such mediation analyses have been undertaken with great caution, because they assume that the mediating factor is also randomly assigned to individuals in addition to the randomized baseline intervention (i.e., sequential ignorability). Because the mediating factors are typically not randomized, such analyses are unprotected from unmeasured confounders that may lead to biased inference. We review several causal approaches that attempt to reduce such bias without assuming that the mediating factor is randomized. However, these causal approaches require certain interaction assumptions that may be assessed if there is enough treatment heterogeneity with respect to the mediator. We describe available estimation procedures in the context of several examples from the literature and provide resources for software code.
在随机干预试验的背景下,我们描述了因果分析方法,用于分析随机化后的因素如何构成随机化基线干预作用于结局的过程。传统上,此类中介分析一直非常谨慎地进行,因为它们假定除了随机化基线干预之外,中介因素也被随机分配给个体(即序列可忽略性)。由于中介因素通常不是随机化的,此类分析无法抵御可能导致有偏推断的未测量混杂因素。我们回顾了几种因果方法,这些方法试图在不假定中介因素是随机化的情况下减少此类偏差。然而,这些因果方法需要某些交互作用假设,如果在中介因素方面存在足够的治疗异质性,就可以对这些假设进行评估。我们在文献中的几个例子背景下描述了可用的估计程序,并提供了软件代码资源。