Institute of Botany III, Heinrich-Heine University Düsseldorf, Germany.
Proc Biol Sci. 2011 Jun 22;278(1713):1794-803. doi: 10.1098/rspb.2010.1917. Epub 2010 Nov 24.
Language evolution is traditionally described in terms of family trees with ancestral languages splitting into descendent languages. However, it has long been recognized that language evolution also entails horizontal components, most commonly through lexical borrowing. For example, the English language was heavily influenced by Old Norse and Old French; eight per cent of its basic vocabulary is borrowed. Borrowing is a distinctly non-tree-like process--akin to horizontal gene transfer in genome evolution--that cannot be recovered by phylogenetic trees. Here, we infer the frequency of hidden borrowing among 2346 cognates (etymologically related words) of basic vocabulary distributed across 84 Indo-European languages. The dataset includes 124 (5%) known borrowings. Applying the uniformitarian principle to inventory dynamics in past and present basic vocabularies, we find that 1373 (61%) of the cognates have been affected by borrowing during their history. Our approach correctly identified 117 (94%) known borrowings. Reconstructed phylogenetic networks that capture both vertical and horizontal components of evolutionary history reveal that, on average, eight per cent of the words of basic vocabulary in each Indo-European language were involved in borrowing during evolution. Basic vocabulary is often assumed to be relatively resistant to borrowing. Our results indicate that the impact of borrowing is far more widespread than previously thought.
语言进化传统上是用族谱来描述的,其中祖先语言分裂成后代语言。然而,人们早就认识到,语言进化还涉及水平成分,最常见的是通过词汇借用。例如,英语受到古挪威语和古法语的强烈影响;其基本词汇的 8%是借用的。借用是一种明显非树状的过程——类似于基因组进化中的水平基因转移——不能通过系统发育树来恢复。在这里,我们推断了 84 种印欧语系语言的基本词汇同源词(词源相关的词)中隐藏借用的频率。该数据集包括 124 个(5%)已知的借用词。应用均变原则来研究过去和现在基本词汇的词汇动态,我们发现,在其历史上,有 1373 个(61%)同源词受到了借用的影响。我们的方法正确地识别出了 117 个(94%)已知的借用词。捕捉进化历史垂直和水平成分的重建系统发育网络显示,在每个印欧语言中,基本词汇的平均 8%的词汇在进化过程中涉及借用。基本词汇通常被认为是相对不受借用影响的。我们的结果表明,借用的影响比以前想象的要广泛得多。