Department of Linguistics, Yale University, New Haven, Connecticut, United States of America.
PLoS One. 2011;6(9):e25195. doi: 10.1371/journal.pone.0025195. Epub 2011 Sep 27.
In recent years, linguists have begun to increasingly rely on quantitative phylogenetic approaches to examine language evolution. Some linguists have questioned the suitability of phylogenetic approaches on the grounds that linguistic evolution is largely reticulate due to extensive lateral transmission, or borrowing, among languages. The problem may be particularly pronounced in hunter-gatherer languages, where the conventional wisdom among many linguists is that lexical borrowing rates are so high that tree building approaches cannot provide meaningful insights into evolutionary processes. However, this claim has never been systematically evaluated, in large part because suitable data were unavailable. In addition, little is known about the subsistence, demographic, ecological, and social factors that might mediate variation in rates of borrowing among languages. Here, we evaluate these claims with a large sample of hunter-gatherer languages from three regions around the world. In this study, a list of 204 basic vocabulary items was collected for 122 hunter-gatherer and small-scale cultivator languages from three ecologically diverse case study areas: northern Australia, northwest Amazonia, and California and the Great Basin. Words were rigorously coded for etymological (inheritance) status, and loan rates were calculated. Loan rate variability was examined with respect to language area, subsistence mode, and population size, density, and mobility; these results were then compared to the sample of 41 primarily agriculturalist languages. Though loan levels varied both within and among regions, they were generally low in all regions (mean 5.06%, median 2.49%, and SD 7.56), despite substantial demographic, ecological, and social variation. Amazonian levels were uniformly very low, with no language exhibiting more than 4%. Rates were low but more variable in the other two study regions, in part because of several outlier languages where rates of borrowing were especially high. High mobility, prestige asymmetries, and language shift may contribute to the high rates in these outliers. No support was found for claims that hunter-gatherer languages borrow more than agriculturalist languages. These results debunk the myth of high borrowing in hunter-gatherer languages and suggest that the evolution of these languages is governed by the same type of rules as those operating in large-scale agriculturalist speech communities. The results also show that local factors are likely to be more critical than general processes in determining high (or low) loan rates.
近年来,语言学家开始越来越多地依赖定量系统发育方法来研究语言进化。一些语言学家质疑系统发育方法的适用性,理由是由于语言之间广泛的侧向传播或借用,语言进化在很大程度上是网状的。这个问题在狩猎采集者语言中可能尤为突出,许多语言学家的传统观点认为,词汇借用率如此之高,以至于构建树的方法无法为进化过程提供有意义的见解。然而,由于缺乏合适的数据,这些说法从未得到系统评估。此外,人们对可能影响语言之间借用率变化的生计、人口、生态和社会因素知之甚少。在这里,我们使用来自世界各地三个地区的大量狩猎采集者语言样本来评估这些说法。在这项研究中,我们为来自三个生态多样的案例研究地区(澳大利亚北部、西北亚马逊地区和加利福尼亚州以及大盆地)的 122 种狩猎采集者和小规模农耕语言收集了一份 204 个基本词汇项目的清单。对单词进行了严格的词源(继承)状态编码,并计算了借用率。借用率的变化与语言区域、生计模式以及人口规模、密度和流动性有关;然后将这些结果与 41 种主要农业语言样本进行了比较。尽管借用水平在不同地区和地区内都有所不同,但在所有地区都普遍较低(平均 5.06%,中位数 2.49%,标准差 7.56%),尽管人口、生态和社会存在很大差异。亚马逊地区的水平普遍非常低,没有一种语言的借用率超过 4%。在其他两个研究地区,借用率较低但变化较大,部分原因是一些借用率特别高的离群语言。高流动性、声望不对称和语言转变可能导致这些离群值的高借用率。没有证据支持狩猎采集者语言比农业语言借用更多的说法。这些结果揭穿了狩猎采集者语言借用较多的神话,并表明这些语言的进化受到与大型农业社会言语社区相同类型的规则的支配。结果还表明,在确定高(或低)借用率方面,局部因素可能比一般过程更为关键。