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探索应用于事故分析和预防的基于睡眠/觉醒史和昼夜节律相位预测疲劳的数学模型的实用性:Comair 航班 5191 坠毁事件。

An exploration of the utility of mathematical modeling predicting fatigue from sleep/wake history and circadian phase applied in accident analysis and prevention: the crash of Comair Flight 5191.

机构信息

Department of Aviation, The Ohio State University, 164 W 19th Avenue, Columbus, OH 43210 USA.

出版信息

Accid Anal Prev. 2011 May;43(3):1056-61. doi: 10.1016/j.aap.2010.12.010. Epub 2011 Jan 17.

DOI:10.1016/j.aap.2010.12.010
PMID:21376901
Abstract

On 27 August 2006 at 0606 eastern daylight time (EDT) at Bluegrass Airport in Lexington, KY (LEX), the flight crew of Comair Flight 5191 inadvertently attempted to take off from a general aviation runway too short for their aircraft. The aircraft crashed killing 49 of the 50 people on board. To better understand this accident and to aid in preventing similar accidents, we applied mathematical modeling predicting fatigue-related degradation in performance for the Air Traffic Controller on-duty at the time of the crash. To provide the necessary input to the model, we attempted to estimate circadian phase and sleep/wake histories for the Captain, First Officer, and Air Traffic Controller. We were able to estimate with confidence the circadian phase for each. We were able to estimate with confidence the sleep/wake history for the Air Traffic Controller, but unable to do this for the Captain and First Officer. Using the sleep/wake history estimates for the Air Traffic Controller as input, the mathematical modeling predicted moderate fatigue-related performance degradation at the time of the crash. This prediction was supported by the presence of what appeared to be fatigue-related behaviors in the Air Traffic Controller during the 30 min prior to and in the minutes after the crash. Our modeling results do not definitively establish fatigue in the Air Traffic Controller as a cause of the accident, rather they suggest that had he been less fatigued he might have detected Comair Flight 5191's lining up on the wrong runway. We were not able to perform a similar analysis for the Captain and First Officer because we were not able to estimate with confidence their sleep/wake histories. Our estimates of sleep/wake history and circadian rhythm phase for the Air Traffic Controller might generalize to other air traffic controllers and to flight crew operating in the early morning hours at LEX. Relative to other times of day, the modeling results suggest an elevated risk of fatigue-related error, incident, or accident in the early morning due to truncated sleep from the early start and adverse circadian phase from the time of day. This in turn suggests that fatigue mitigation targeted to early morning starts might reduce fatigue risk. In summary, this study suggests that mathematical models predicting performance from sleep/wake history and circadian phase are (1) useful in retrospective accident analysis provided reliable sleep/wake histories are available for the accident personnel and, (2) useful in prospective fatigue-risk identification, mitigation, and accident prevention.

摘要

2006 年 8 月 27 日东部夏令时 6 点 6 分,在肯塔基州列克星敦的蓝草机场,全美航空公司 5191 次航班的机组人员错误地试图从一条短于飞机的通用航空跑道起飞。飞机坠毁,机上 50 人中有 49 人遇难。为了更好地了解这起事故,并帮助防止类似事故的发生,我们应用数学模型预测了事故发生时当班的空中交通管制员与疲劳相关的表现下降。为了给模型提供必要的输入,我们试图估计机长、副驾驶和空中交通管制员的昼夜节律相位和睡眠/觉醒史。我们能够有信心地估计每个人的昼夜节律相位。我们能够有信心地估计空中交通管制员的睡眠/觉醒史,但无法对机长和副驾驶进行这样的估计。使用空中交通管制员的睡眠/觉醒史估计作为输入,数学模型预测了事故发生时中度与疲劳相关的表现下降。这一预测得到了事故发生前 30 分钟和事故发生后几分钟内空中交通管制员出现的似乎与疲劳相关的行为的支持。我们的建模结果并没有明确确定空中交通管制员的疲劳是事故的原因,而是表明,如果他的疲劳程度较低,他可能会发现全美航空公司 5191 次航班在错误的跑道上排队。我们无法对机长和副驾驶进行类似的分析,因为我们无法有信心地估计他们的睡眠/觉醒史。我们对空中交通管制员的睡眠/觉醒史和昼夜节律相位的估计可能适用于其他空中交通管制员和在列克星敦清晨时段飞行的机组人员。与一天中的其他时间相比,由于清晨的起始时间较短,以及由于时间的原因昼夜节律相位不利,建模结果表明,清晨发生与疲劳相关的错误、事件或事故的风险较高。这反过来又表明,针对清晨开始的疲劳缓解措施可能会降低疲劳风险。总之,这项研究表明,预测睡眠/觉醒史和昼夜节律相位表现的数学模型(1)在有可靠的事故人员睡眠/觉醒史的情况下,在回顾性事故分析中是有用的,(2)在预测性疲劳风险识别、缓解和事故预防方面是有用的。

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