Expertise Centre for Substances, RIVM, PO Box 1, 3720 BA Bilthoven, The Netherlands.
Integr Environ Assess Manag. 2012 Apr;8(2):359-71. doi: 10.1002/ieam.1248. Epub 2012 Jan 6.
There is no uniform Persistent, Bioaccumulative, Toxic (PBT) or very Persistent, very Bioaccumulative (vPvB) assessment of chemicals in Europe, as the various regulatory frameworks use only limited or dissimilar PBT assessments, or none at all. The European REACH Regulation requires a PBT/vPvB assessment for all chemical substances that are produced within or imported into the EU in amounts exceeding 10 tonnes per year, using the criteria as described in REACH Annex XIII. However, not all substances on the EU market need to be screened according to these criteria under REACH. For a number of substances, such as those imported or produced in lower volumes, there is no REACH requirement, and for human and veterinary medicinal products, biocides, plant protection products, and food and feed additives, other EU legislation is in force to regulate their marketing and use. Compounds may also be screened for PBT properties within international agreements, such as the Oslo Paris Convention (OSPAR), the IMO Ballast Water Management Convention, the UNECE POP Protocol, and the UNEP Stockholm Convention on Persistent Organic Pollutants (POPs), which all have their own set of PBT or POP criteria. This study compares the PBT/vPvB assessment under REACH with PBT or POP assessments performed within other regulatory frameworks. Attention is paid to the process of PBT/vPvB/POP identification and which legislative steps can be taken if the PBT/vPvB/POP status is assigned. In addition to the different PBT or POP criteria of the various frameworks, descriptions of these criteria and approaches for application of weight of evidence also vary. Some EU frameworks still refer to the criteria in the former Technical Guidance Documents (TGD) of 2003, which preceded REACH. Although differences between the old TGD criteria and those in the REACH Annex XIII are small, this does cause dissimilarities among the frameworks. The risk management follow-up of a PBT or vPvB identification, which may include a socio economic analysis, also depends on the legal framework and the specific conditions under which a substance is used. Irrespective of the framework in which a substance is used, individual European Member States may propose a substance evaluation for PBT or vPvB identification under REACH. However, authorization is only possible for uses of PBT substances that are not covered by their regular framework but are registered under REACH. How socio-economic criteria should be weighed against PBT/vPvB properties and environmental risks in authorizing or restricting the use of PBT/vPvB substances is often not specified. Thus, although the goal of restricting or banning the use of PBT/vPvB substances is shared among all EU-based regulatory frameworks, there are many differences in how to achieve this goal. These differences create a challenge to harmonize the PBT/vPvB assessment of substances, not only regarding technical criteria, but also regarding regulatory follow-up.
在欧洲,没有对化学品进行统一的持久性、生物蓄积性、毒性(PBT)或非常持久性、非常生物蓄积性(vPvB)评估,因为各种监管框架仅使用有限的或不同的 PBT 评估,或者根本不使用。欧洲 REACH 法规要求对所有在欧盟境内生产或进口量超过每年 10 吨的化学物质进行 PBT/vPvB 评估,使用 REACH 附件 XIII 中所述的标准。然而,并非所有在欧盟市场上的物质都需要根据 REACH 中的这些标准进行筛选。对于一些物质,例如进口或产量较低的物质,REACH 没有要求,对于人用和兽用药品、杀生物剂、植保产品以及食品和饲料添加剂,其他欧盟法规将对其销售和使用进行监管。化合物也可能根据国际协议进行 PBT 属性筛选,例如《奥斯陆-巴黎公约》(OSPAR)、国际海事组织压载水管理公约、欧洲经委会《关于持久性有机污染物的斯德哥尔摩公约》(UNEP Stockholm Convention on Persistent Organic Pollutants)和《关于在国际贸易中对某些危险化学品和农药采用事先知情同意程序的鹿特丹公约》(UNEP Rotterdam Convention on the Prior Informed Consent Procedure for certain Hazardous Chemicals and Pesticides in International Trade),所有这些协议都有自己的一套 PBT 或 POP 标准。本研究比较了 REACH 下的 PBT/vPvB 评估与其他监管框架内进行的 PBT 或 POP 评估。本研究关注 PBT/vPvB/POP 识别的过程以及如果分配了 PBT/vPvB/POP 状态,可以采取哪些立法步骤。除了不同框架的 PBT 或 POP 标准不同外,这些标准的描述和应用证据权重的方法也有所不同。一些欧盟框架仍在参照 2003 年前技术指导文件(TGD)中的标准,这些标准先于 REACH。尽管旧 TGD 标准与 REACH 附件 XIII 中的标准之间的差异很小,但这确实导致了框架之间的差异。对 PBT 或 vPvB 识别的风险管理后续行动,其中可能包括社会经济分析,也取决于法律框架和物质使用的具体条件。无论物质在哪个框架中使用,个别欧洲成员国都可以根据 REACH 提议对 PBT 或 vPvB 识别进行物质评估。然而,只有在其常规框架未涵盖但已根据 REACH 进行注册的 PBT 物质的使用情况下,才能获得授权。在授权或限制 PBT/vPvB 物质的使用时,如何权衡社会经济标准与 PBT/vPvB 特性和环境风险,在许多情况下并未具体说明。因此,尽管所有基于欧盟的监管框架都有一个共同的目标,即限制或禁止 PBT/vPvB 物质的使用,但实现这一目标的方式有很多差异。这些差异给物质的 PBT/vPvB 评估的协调带来了挑战,不仅涉及技术标准,还涉及监管后续行动。