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对提前因获益而停止试验的荟萃分析的思考:是否存在问题,如果有,是什么?

Reflections on meta-analyses involving trials stopped early for benefit: is there a problem and if so, what is it?

机构信息

Center for Pediatric Clinical Studies, University Children's Hospital Tuebingen, Tuebingen, Germany.

出版信息

Stat Methods Med Res. 2013 Apr;22(2):159-68. doi: 10.1177/0962280211432211. Epub 2011 Dec 13.

Abstract

We review controversies associated with randomized controlled trials (RCTs) stopped early for apparent benefit (truncated RCTs or tRCTs) and present our groups' perspective. Long-established theory, simulations and recent empirical evidence demonstrate that tRCTs will on average overestimate treatment effects, and this overestimation may be large, particularly when tRCTs have small number of events. Theoretical considerations and simulations demonstrate that on average, meta-analyses of RCTs with appropriate stopping rules will lead to only trivial overestimation of treatment effects. However, tRCTs will disproportionally contribute to meta-analytic estimates when tRCTs occur early in the sequence of trials with few subsequent studies, publication of nontruncated RCTs is delayed, there is publication bias, or tRCTs result in a 'freezing' effect in which 'correcting' trials are never undertaken. To avoid applying overestimates of effect to clinical decision-making, clinicians should view the results of individual tRCTs with small sample sizes and small number of events with skepticism. Pooled effects from meta-analyses including tRCTs are likely to overestimate effect when there is a substantial difference in effect estimates between the tRCTs and the nontruncated RCTs, and in which the tRCTs have a substantial weight in the meta-analysis despite themselves having a relatively small number of events. Such circumstances call for sensitivity analyses omitting tRCTs.

摘要

我们回顾了与提前因明显获益而停止的随机对照试验(RCTs)相关的争议(截断 RCTs 或 tRCTs),并呈现了我们小组的观点。长期确立的理论、模拟和最近的实证证据表明,tRCTs 平均会高估治疗效果,而且这种高估可能很大,特别是当 tRCTs 的事件数量较少时。理论考虑和模拟表明,平均而言,具有适当停止规则的 RCTs 的荟萃分析将导致治疗效果的估计只有微小的高估。然而,当 tRCTs 在试验序列早期发生且后续研究较少、非截断 RCTs 的发表延迟、存在发表偏倚或 tRCTs 导致“冻结”效应(即“纠正”试验从未进行)时,tRCTs 将不成比例地影响荟萃分析的估计。为了避免将过高的效应估计值应用于临床决策,临床医生应该对小样本量和小事件数量的个体 tRCTs 的结果持怀疑态度。当 tRCTs 与非截断 RCTs 之间的效应估计值存在实质性差异,并且 tRCTs 在荟萃分析中尽管本身事件数量较少但具有较大权重时,来自包括 tRCTs 的荟萃分析的汇总效应可能会高估效应。在这种情况下,需要进行敏感性分析,排除 tRCTs。

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