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观察性研究与随机对照试验:肾脏病学中因果推断的途径。

Observational studies versus randomized controlled trials: avenues to causal inference in nephrology.

机构信息

Division of Nephrology, Salem Veterans Affairs Medical Center, Salem, VA 24153, USA.

出版信息

Adv Chronic Kidney Dis. 2012 Jan;19(1):11-8. doi: 10.1053/j.ackd.2011.09.004.

Abstract

A common frustration for practicing Nephrologists is the adage that the lack of randomized controlled trials (RCTs) does not allow us to establish causality, but merely associations. The field of nephrology, like many other disciplines, has been suffering from a lack of RCTs. The view that without RCTs, there is no reliable evidence has hampered our ability to ascertain the best course of action for our patients. However, many clinically important questions in medicine and public health, such as the association of smoking and lung cancer, are not amenable to RCTs owing to ethical or other considerations. Whereas RCTs unquestionably hold many advantages over observational studies, it should be recognized that they also have many flaws that render them fallible under certain circumstances. We provide a description of the various pros and cons of RCTs and of observational studies using examples from the nephrology literature, and argue that it is simplistic to rank them solely based on preconceived notions about the superiority of one over the other. We also discuss methods whereby observational studies can become acceptable tools for causal inferences. Such approaches are especially important in a field like nephrology where there are myriads of potential interventions based on complex pathophysiologic states, but where properly designed and conducted RCTs for all of these will probably never materialize.

摘要

对于从事肾脏病学的医生来说,一个常见的挫折是这样一句格言:缺乏随机对照试验(RCT)并不允许我们确定因果关系,而只能确定相关性。肾脏病学领域与许多其他学科一样,一直受到 RCT 缺乏的困扰。没有 RCT 就没有可靠证据的观点,阻碍了我们确定为患者提供最佳治疗方案的能力。然而,医学和公共卫生领域的许多重要问题,如吸烟与肺癌的关联,由于伦理或其他考虑因素,并不适合进行 RCT。虽然 RCT 无疑比观察性研究具有许多优势,但应该认识到,它们也存在许多缺陷,在某些情况下会导致结果不可靠。我们通过肾脏病学文献中的例子,描述了 RCT 和观察性研究的各种优缺点,并认为仅根据对一种研究方法优于另一种的先入为主的观念来对它们进行排序是过于简单化的。我们还讨论了如何使观察性研究成为因果推断的可接受工具的方法。在肾脏病学等领域,这些方法尤其重要,因为基于复杂的病理生理状态,可能有无数潜在的干预措施,但对于所有这些干预措施,可能都无法进行适当设计和开展 RCT。

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