Hub for Trials Methodology Research, MRC Clinical Trials Unit and University College London, Aviation House, 125 Kingsway, London WC2B 6NH, U.K.
Stat Med. 2013 Sep 30;32(22):3788-803. doi: 10.1002/sim.5813. Epub 2013 Apr 12.
Interactions between treatments and covariates in RCTs are a key topic. Standard methods for modelling treatment-covariate interactions with continuous covariates are categorisation or linear functions. Both approaches are easily criticised, but for different reasons. Multivariable fractional polynomial interactions, an approach based on fractional polynomials with the linear interaction model as the simplest special case, was proposed. Four variants of multivariable fractional polynomial interaction (FLEX1-FLEX4), allowing varying flexibility in functional form, were suggested. However, their properties are unknown, and comparisons with other procedures are unavailable. Additionally, we consider various methods based on categorisation and on cubic regression splines. We present the results of a simulation study to determine the significance level (probability of a type 1 error) of various tests for interaction between a binary covariate ('treatment effect') and a continuous covariate in univariate analysis. We consider a simplified setting in which the response variable is conditionally normally distributed, given the continuous covariate. We consider two main cases with the covariate distribution well behaved (approximately symmetric) or badly behaved (positively skewed). We construct nine scenarios with different functional forms for the main effect. In the well-behaved case, significance levels are in general acceptably close to nominal and are slightly better for the larger sample size (n = 250 and 500 were investigated). In the badly behaved case, departures from nominal are more pronounced for several approaches. For a final assessment of these results and recommendations for practice, a study of power is needed.
RCT 中处理因素与协变量的交互作用是一个关键问题。对连续协变量进行处理-协变量交互作用建模的标准方法是分类或线性函数。这两种方法都很容易受到批评,但原因不同。基于分数多项式的多变量分数多项式交互作用(FLEX1-FLEX4)方法,其线性交互模型是最简单的特殊情况,被提出来。提出了四种多变量分数多项式交互作用(FLEX1-FLEX4)的变体,允许在功能形式上具有不同的灵活性。然而,它们的性质是未知的,与其他方法的比较也不可用。此外,我们还考虑了基于分类和三次回归样条的各种方法。我们进行了一项模拟研究,以确定在单变量分析中,二分类协变量(“处理效应”)与连续协变量之间交互作用的各种检验的显著性水平(一类错误的概率)。我们考虑了一种简化的设置,其中响应变量在给定连续协变量的情况下条件正态分布。我们考虑了两种主要情况,即协变量分布表现良好(近似对称)或表现不佳(正偏态)。我们构建了九个具有不同主效应函数形式的场景。在表现良好的情况下,显著水平通常接近名义水平,并且对于较大的样本量(n=250 和 500 进行了研究)略好。在表现不佳的情况下,几种方法的名义偏差更为明显。为了对这些结果进行最终评估并为实践提供建议,需要进行研究。