Bartolucci Francesco, Farcomeni Alessio
Department of Economics, Finance and Statistics, University of Perugia, 06123, Perugia, Italy.
Stat Med. 2013 Nov 10;32(25):4348-66. doi: 10.1002/sim.5856. Epub 2013 Jun 11.
Motivated by a study about prompt coronary angiography in myocardial infarction, we propose a method to estimate the causal effect of a treatment in two-arm experimental studies with possible noncompliance in both treatment and control arms. We base the method on a causal model for repeated binary outcomes (before and after the treatment), which includes individual covariates and latent variables for the unobserved heterogeneity between subjects. Moreover, given the type of noncompliance, the model assumes the existence of three subpopulations of subjects: compliers, never-takers, and always-takers. We estimate the model using a two-step estimator: at the first step, we estimate the probability that a subject belongs to one of the three subpopulations on the basis of the available covariates; at the second step, we estimate the causal effects through a conditional logistic method, the implementation of which depends on the results from the first step. The estimator is approximately consistent and, under certain circumstances, exactly consistent. We provide evidence that the bias is negligible in relevant situations. We compute standard errors on the basis of a sandwich formula. The application shows that prompt coronary angiography in patients with myocardial infarction may significantly decrease the risk of other events within the next 2 years, with a log-odds of about - 2. Given that noncompliance is significant for patients being given the treatment because of high-risk conditions, classical estimators fail to detect, or at least underestimate, this effect.
受一项关于心肌梗死快速冠状动脉造影研究的启发,我们提出了一种方法,用于估计双臂实验研究中治疗的因果效应,该研究中治疗组和对照组可能都存在不依从情况。我们的方法基于一个针对重复二元结果(治疗前后)的因果模型,该模型包括个体协变量和用于表示个体间未观察到的异质性的潜在变量。此外,考虑到不依从的类型,该模型假设存在三类受试者亚群:依从者、从不接受者和总是接受者。我们使用两步估计器来估计该模型:第一步,我们根据可用的协变量估计一个受试者属于这三个亚群之一的概率;第二步,我们通过条件逻辑方法估计因果效应,其实施取决于第一步的结果。该估计器近似一致,在某些情况下完全一致。我们提供的证据表明,在相关情况下偏差可忽略不计。我们基于三明治公式计算标准误差。应用表明,心肌梗死患者进行快速冠状动脉造影可能会显著降低未来2年内发生其他事件的风险,对数优势约为 -2。鉴于由于高危情况接受治疗的患者中不依从情况显著,经典估计器无法检测到这种效应,或者至少会低估这种效应。