Parast Layla, Tian Lu, Cai Tianxi
RAND Corporation, Santa Monica, CA 90401.
Stanford University, Department of Health, Research and Policy, Stanford, CA 94305.
J Am Stat Assoc. 2014 Jan 1;109(505):384-394. doi: 10.1080/01621459.2013.842488.
In many studies with a survival outcome, it is often not feasible to fully observe the primary event of interest. This often leads to heavy censoring and thus, difficulty in efficiently estimating survival or comparing survival rates between two groups. In certain diseases, baseline covariates and the event time of non-fatal intermediate events may be associated with overall survival. In these settings, incorporating such additional information may lead to gains in efficiency in estimation of survival and testing for a difference in survival between two treatment groups. If gains in efficiency can be achieved, it may then be possible to decrease the sample size of patients required for a study to achieve a particular power level or decrease the duration of the study. Most existing methods for incorporating intermediate events and covariates to predict survival focus on estimation of relative risk parameters and/or the joint distribution of events under semiparametric models. However, in practice, these model assumptions may not hold and hence may lead to biased estimates of the marginal survival. In this paper, we propose a semi-nonparametric two-stage procedure to estimate and compare -year survival rates by incorporating intermediate event information observed before some landmark time, which serves as a useful approach to overcome semi-competing risks issues. In a randomized clinical trial setting, we further improve efficiency through an additional calibration step. Simulation studies demonstrate substantial potential gains in efficiency in terms of estimation and power. We illustrate our proposed procedures using an AIDS Clinical Trial Protocol 175 dataset by estimating survival and examining the difference in survival between two treatment groups: zidovudine and zidovudine plus zalcitabine.
在许多有生存结局的研究中,要完全观察到感兴趣的主要事件往往是不可行的。这常常导致严重的删失,进而难以有效地估计生存率或比较两组之间的生存率。在某些疾病中,基线协变量和非致命中间事件的发生时间可能与总生存相关。在这些情况下,纳入此类额外信息可能会提高生存估计的效率,并有助于检验两个治疗组之间的生存差异。如果能够提高效率,那么就有可能减少为达到特定检验效能所需的患者样本量,或者缩短研究持续时间。大多数现有的纳入中间事件和协变量来预测生存的方法都集中在半参数模型下相对风险参数的估计和/或事件的联合分布上。然而,在实际中,这些模型假设可能不成立,从而可能导致边际生存估计有偏差。在本文中,我们提出了一种半非参数两阶段程序,通过纳入在某个标志性时间之前观察到的中间事件信息来估计和比较年生存率,这是克服半竞争风险问题的一种有效方法。在随机临床试验环境中,我们通过额外的校准步骤进一步提高效率。模拟研究表明,在估计和检验效能方面有显著的潜在效率提升。我们通过估计生存率并检验齐多夫定和齐多夫定加扎西他滨这两个治疗组之间生存率的差异,使用艾滋病临床试验方案175数据集来说明我们提出的程序。