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评估卫生部开展卫生政策流程能力的框架——来自塔吉克斯坦的案例研究

Framework for assessing the capacity of a health ministry to conduct health policy processes--a case study from Tajikistan.

作者信息

Mirzoev Tolib N, Green Andrew, Van Kalliecharan Ricky

机构信息

University of Leeds, Nuffield Centre for International Health and Development, Leeds, UK.

出版信息

Int J Health Plann Manage. 2015 Apr-Jun;30(2):173-85. doi: 10.1002/hpm.2222. Epub 2013 Nov 6.

Abstract

An adequate capacity of ministries of health (MOH) to develop and implement policies is essential. However, no frameworks were found assessing MOH capacity to conduct health policy processes within developing countries. This paper presents a conceptual framework for assessing MOH capacity to conduct policy processes based on a study from Tajikistan, a former Soviet republic where independence highlighted capacity challenges. The data collection for this qualitative study included in-depth interviews, document reviews and observations of policy events. Framework approach for analysis was used. The conceptual framework was informed by existing literature, guided the data collection and analysis, and was subsequently refined following insights from the study. The Tajik MOH capacity, while gradually improving, remains weak. There is poor recognition of wider contextual influences, ineffective leadership and governance as reflected in centralised decision-making, limited use of evidence, inadequate actors' participation and ineffective use of resources to conduct policy processes. However, the question is whether this is a reflection of lack of MOH ability or evidence of constraining environment or both. The conceptual framework identifies five determinants of robust policy processes, each with specific capacity needs: policy context, MOH leadership and governance, involvement of policy actors, the role of evidence and effective resource use for policy processes. Three underlying considerations are important for applying the capacity to policy processes: the need for clear focus, recognition of capacity levels and elements, and both ability and enabling environment. The proposed framework can be used in assessing and strengthening of the capacity of different policy actors.

摘要

卫生部制定和实施政策的充足能力至关重要。然而,尚未发现有评估发展中国家卫生部开展卫生政策流程能力的框架。本文基于对塔吉克斯坦的一项研究,提出了一个评估卫生部开展政策流程能力的概念框架。塔吉克斯坦是一个前苏维埃共和国,独立凸显了其能力挑战。这项定性研究的数据收集包括深入访谈、文件审查和对政策事件的观察。采用了框架分析法进行分析。该概念框架以现有文献为依据,指导了数据收集和分析,并随后根据研究中的见解进行了完善。塔吉克斯坦卫生部的能力虽在逐步提高,但仍然薄弱。对更广泛的背景影响认识不足,集中决策反映出领导力和治理无效,证据使用有限,行为主体参与不足,开展政策流程的资源利用效率低下。然而,问题在于这是反映了卫生部能力不足,还是环境制约的证据,抑或是两者皆有。该概念框架确定了稳健政策流程的五个决定因素,每个因素都有特定的能力需求:政策背景、卫生部的领导力和治理、政策行为主体的参与、证据的作用以及政策流程的有效资源利用。将能力应用于政策流程有三个重要的基本考量因素:需要明确重点、认识能力水平和要素,以及能力和有利环境。所提出的框架可用于评估和加强不同政策行为主体的能力。

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