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尼日利亚口腔健康政策的发展:对背景、行为主体及政策过程作用的分析

Development of oral health policy in Nigeria: an analysis of the role of context, actors and policy process.

作者信息

Etiaba Enyi, Uguru Nkoli, Ebenso Bassey, Russo Giuliano, Ezumah Nkoli, Uzochukwu Benjamin, Onwujekwe Obinna

机构信息

Department of Health Administration and Management, College of Medicine, University of Nigeria, Enugu Campus, Enugu, Nigeria.

Department of Pharmacology and Therapeutics, Health Policy Research Group, College of Medicine, University of Nigeria, Enugu Campus, Enugu, Nigeria.

出版信息

BMC Oral Health. 2015 May 6;15:56. doi: 10.1186/s12903-015-0040-8.

Abstract

BACKGROUND

In Nigeria, there is a high burden of oral health diseases, poor coordination of health services and human resources for delivery of oral health services. Previous attempts to develop an Oral Health Policy (OHP) to decrease the oral disease burden failed. However, a policy was eventually developed in November 2012. This paper explores the role of contextual factors, actors and the policy process in the development of the OHP and possible reasons why the current approved OHP succeeded.

METHODS

The study was undertaken across Nigeria; information gathered through document reviews and in-depth interviews with five groups of purposively selected respondents. Analysis of the policy development process was guided by the policy triangle framework, examining context, policy process and actors involved in the policy development.

RESULTS

The foremost enabling factor was the yearning among policy actors for a policy, having had four failed attempts. Other factors were the presence of a democratically elected government, a framework for health sector reform instituted by the Federal Ministry of Health (FMOH). The approved OHP went through all stages required for policy development unlike the previous attempts. Three groups of actors played crucial roles in the process, namely academics/researchers, development partners and policy makers. They either had decision making powers or influenced policy through funding or technical ability to generate credible research evidence, all sharing a common interest in developing the OHP. Although evidence was used to inform the development of the policy, the complex interactions between the context and actors facilitated its approval.

CONCLUSIONS

The OHP development succeeded through a complex inter-relationship of context, process and actors, clearly illustrating that none of these factors could have, in isolation, catalyzed the policy development. Availability of evidence is necessary but not sufficient for developing policies in this area. Wider socio-political contexts in which actors develop policy can facilitate and/or constrain actors' roles and interests as well as policy process. These must be taken into consideration at stages of policy development in order to produce policies that will strengthen the health system, especially in low and middle-income countries, where policy processes and influences can be often less than transparent.

摘要

背景

在尼日利亚,口腔健康疾病负担沉重,提供口腔健康服务的卫生服务与人力资源协调不佳。此前制定口腔健康政策(OHP)以减轻口腔疾病负担的尝试均告失败。然而,2012年11月最终制定了一项政策。本文探讨了背景因素、行为主体及政策过程在OHP制定中的作用,以及当前获批的OHP成功的可能原因。

方法

该研究在尼日利亚全国范围内开展;通过文件审查以及对五组有目的挑选的受访者进行深入访谈收集信息。政策制定过程的分析以政策三角框架为指导,审视政策制定所涉及的背景、政策过程及行为主体。

结果

首要的促成因素是政策行为主体在经历四次失败尝试后对一项政策的渴望。其他因素包括民选政府的存在、联邦卫生部(FMOH)制定的卫生部门改革框架。获批的OHP历经了政策制定所需的所有阶段,与之前的尝试不同。三组行为主体在这一过程中发挥了关键作用,即学者/研究人员、发展伙伴和政策制定者。他们要么拥有决策权,要么通过资金或生成可靠研究证据的技术能力来影响政策,所有人在制定OHP方面都有共同利益。尽管证据被用于为政策制定提供参考,但背景与行为主体之间的复杂互动促成了政策的获批。

结论

OHP的制定通过背景、过程和行为主体之间复杂的相互关系取得成功,清楚地表明这些因素单独一个都无法催化政策制定。证据的可得性对于该领域的政策制定是必要但不充分的。行为主体制定政策所处的更广泛社会政治背景可以促进和/或限制行为主体的角色与利益以及政策过程。在政策制定阶段必须考虑这些因素,以便制定出能够加强卫生系统的政策,特别是在低收入和中等收入国家,在这些国家政策过程和影响往往不够透明。

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本文引用的文献

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An appraisal of the oral health care system in Nigeria.尼日利亚口腔卫生保健系统评估。
Int Dent J. 2012 Dec;62(6):292-300. doi: 10.1111/j.1875-595X.2012.00122.x. Epub 2012 Oct 19.
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The case study approach.案例研究法。
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