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中药复方制剂随机安慰剂对照试验的报告质量、科学严谨性和伦理学以及中国与非中国试验之间的差异。

The reporting quality, scientific rigor, and ethics of randomized placebo-controlled trials of traditional Chinese medicine compound formulations and the differences between Chinese and non-Chinese trials.

作者信息

Zhong Yun-Qing, Fu Juan-Juan, Liu Xue-Mei, Diao Xiang, Mao Bing, Fan Tao, Yang Hong-Mei, Liu Guan-Jian, Zhang Wen-Bin

机构信息

Department of Integrated Traditional Chinese and Western Medicine, West China Hospital, Sichuan University, Chengdu, People's Republic of China.

Chinese Evidence-Based Medicine/Cochrane Center, West China Hospital, Sichuan University, Chengdu, People's Republic of China.

出版信息

Curr Ther Res Clin Exp. 2010 Feb;71(1):30-49. doi: 10.1016/j.curtheres.2010.02.001.

Abstract

BACKGROUND

An increasing number of randomized placebo-controlled trials involving traditional Chinese medicine (TCM) compound formulations have been implemented worldwide.

OBJECTIVE

The aim of this study was to assess the reporting quality, scientific rigor, and ethics of randomized placebo-controlled trials of TCM compound formulations and compare these differences between Chinese and non-Chinese trials.

METHODS

English-language databases included the following: PubMed, OVID, EMBASE, and Science Citation Index Expanded. Chinese-language databases included the following: Chinese Biomedical Literature Database, Wanfang Database, Chinese Scientific and Technological Periodical Database, and the China National Knowledge Infrastructure. All were searched from respective inception to March 2009 to identify randomized placebo-controlled trials involving TCM compound prescriptions. Two reviewers independently assessed the retrieved trials via a modified Consolidated Standard of Reporting Trials (CONSORT) checklist and some evaluation indices that embodied the TCM characteristics or the scientific rigor and ethics of placebo-controlled trials. Trial publishing time was divided into 3 intervals: phase 1 (≤1999); phase 2 (2000-2004); and phase 3 (2005-2009). The number and percentage of trials reporting each item and the corresponding differences between Chinese (mainland China, Hong Kong, and Taiwan) and non-Chinese (eg, Japan, United States, Australia, Korea, and United Kingdom) trials were calculated. Moreover, the influence of trial publishing time on the reporting of CONSORT items and the differences in the number of items reported for each time interval between Chinese and non-Chinese trials were assessed.

RESULTS

A total of 324 trials from China and 51 trials from other countries were included. A mean of 39.7% of the CONSORT items across all Chinese trials and 50.2% of the items across all non-Chinese trials were reported. The number of the reported CONSORT items all increased over time in both groups and the gap between Chinese articles and non-Chinese articles gradually decreased. Additionally, of the 324 Chinese articles, 137 (42.28%) reported TCM syndrome type, 113 (34.88%) reported the diagnostic criteria of diseases for TCM, and 69 (21.30%) reported efficacy evaluation indices of TCM. Of the non-Chinese articles, 3 (5.88%) reported TCM syndrome type and 1 (1.96%) reported the diagnostic criteria of diseases and evaluation indices of efficacy for TCM. It was found that 45.37% and 6.17% of Chinese articles reported the standard intervention for the diseases being treated and the emergency plan, respectively, compared with 23.53% and 9.80% for the non-Chinese articles; 33.02% and 10.49% of Chinese articles reported informed consent and ethics committee approval, respectively, compared with 92.16% and 82.35% for the non-Chinese articles. With regard to placebo ethics, 38.89% of the Chinese trials and 23.53% of the non-Chinese trials found it would not be ethically acceptable to use placebo alone in the control group.

CONCLUSIONS

The data indicate that the reporting quality of the included trials on TCM compounds has improved over time, but still remains poor regardless of Chinese or non-Chinese trials. Across all trials, particularly Chinese trials, the reporting of the CONSORT items was inadequate (39.7%). The difference in the mean number of the reported CONSORT items between Chinese trials and non-Chinese trials narrowed from phase 1 (10.0 vs 13.8) to phase 3 (14.4 vs 17.4). Moreover, a large number of trials, especially non-Chinese trials (94.1%), were lacking syndrome differentiation of TCM. More importantly, in many placebo-controlled trials, especially Chinese trials, the use of placebo was not justified and was ethically contradictory.

摘要

背景

全球范围内开展了越来越多涉及中药复方制剂的随机安慰剂对照试验。

目的

本研究旨在评估中药复方制剂随机安慰剂对照试验的报告质量、科学严谨性和伦理学情况,并比较中国和非中国试验之间的这些差异。

方法

英文数据库包括:PubMed、OVID、EMBASE和科学引文索引扩展版。中文数据库包括:中国生物医学文献数据库、万方数据库、中国科技期刊数据库和中国知网。从各数据库建库至2009年3月进行检索,以识别涉及中药复方处方的随机安慰剂对照试验。两名评价者通过修改后的《报告试验的统一标准》(CONSORT)清单以及一些体现中医特点或安慰剂对照试验科学严谨性和伦理学的评价指标,对检索到的试验进行独立评价。试验发表时间分为3个时间段:第1阶段(≤1999年);第2阶段(2000 - 2004年);第3阶段(2005 - 2009年)。计算报告各项的试验数量和百分比,以及中国(中国大陆、香港和台湾)和非中国(如日本、美国、澳大利亚、韩国和英国)试验之间的相应差异。此外,评估试验发表时间对CONSORT项目报告的影响,以及中国和非中国试验在每个时间段报告项目数量的差异。

结果

共纳入来自中国的324项试验和来自其他国家的51项试验。所有中国试验中CONSORT项目的平均报告率为39.7%,所有非中国试验中项目的平均报告率为51.2%。两组中报告的CONSORT项目数量均随时间增加,中文文章和非中文文章之间的差距逐渐缩小。此外,在324篇中文文章中,137篇(42.28%)报告了中医证型,113篇(34.88%)报告了中医疾病诊断标准,69篇(21.30%)报告了中医疗效评价指标。在非中文文章中,3篇(5.88%)报告了中医证型,1篇(1.96%)报告了中医疾病诊断标准和疗效评价指标。发现45.37%和6.17%的中文文章分别报告了所治疗疾病的标准干预措施和应急预案,而非中文文章的报告率分别为23.53%和9.80%;33.02%和10.49%的中文文章分别报告了知情同意和伦理委员会批准,而非中文文章的报告率分别为92.16%和82.35%。关于安慰剂伦理学,38.89%的中国试验和23.53%的非中国试验认为在对照组单独使用安慰剂在伦理上是不可接受的。

结论

数据表明,纳入的中药复方试验的报告质量随时间有所提高,但无论中国还是非中国试验,报告质量仍然较差。在所有试验中,尤其是中国试验,CONSORT项目的报告不充分(39.7%)。中国试验和非中国试验报告的CONSORT项目平均数量差异从第1阶段(10.0对13.8)缩小到第3阶段(14.4对17.4)。此外,大量试验,尤其是非中国试验(94.1%)缺乏中医辨证。更重要的是,在许多安慰剂对照试验中,尤其是中国试验,安慰剂的使用不合理且存在伦理矛盾。

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