Fleming Thomas R, Hennekens Charles H, Pfeffer Marc A, DeMets David L
a Department of Biostatistics , University of Washington , Seattle , Washington , USA.
J Biopharm Stat. 2014;24(5):968-75. doi: 10.1080/10543406.2014.925719.
Data monitoring committees (DMCs) have important roles in safeguarding patient interests and enhancing trial integrity and credibility. To effectively fulfill their responsibilities, DMCs should be independent of study sponsors, study investigators, and caregivers managing study participants. Unfortunately, in real-world settings where DMCs are in place, there are some practices that threaten to diminish the level of independence of these committees. To address this, some important approaches should be considered: A DMC charter should outline the roles and responsibilities of the DMC without appearing to be a legal contract; the meetings of the DMC should be led by its chair, ideally with a meeting format that ensures independence from the investigators and sponsor; the DMC and those having leadership roles in the monitoring process should have adequate training and experience; procedures should be in place to enable the DMC to have access to interim safety and efficacy data that are accurate, current, and comprehensive; these data should be presented to the DMC unblinded by treatment group, while being kept confidential from all others; DMC recommendations should be developed through consensus development rather than by casting votes; creative approaches are needed for the engagement of DMC members to increase the transparency such that they are neither employees of nor consultants to the sponsor of the trial; meaningful conflicts of interest should be identified and addressed; and finally, members of DMCs should have adequate indemnification that provides effective protection.
数据监测委员会(DMC)在保护患者利益、提高试验完整性和可信度方面发挥着重要作用。为有效履行职责,DMC应独立于研究资助者、研究调查人员以及管理研究参与者的护理人员。不幸的是,在设有DMC的现实环境中,存在一些做法可能会削弱这些委员会的独立性。为解决这一问题,应考虑一些重要方法:DMC章程应明确DMC的角色和职责,且不应看似是一份法律合同;DMC会议应由其主席主持,理想的会议形式应确保独立于调查人员和资助者;DMC以及在监测过程中担任领导角色的人员应具备足够的培训和经验;应制定程序,使DMC能够获取准确、及时且全面的中期安全性和有效性数据;这些数据应向DMC公开,不按治疗组设盲,但对其他所有人保密;DMC的建议应通过共识达成,而非投票产生;需要采用创新方法让DMC成员参与进来,以提高透明度,使他们既不是试验资助者的员工也不是其顾问;应识别并解决有意义的利益冲突;最后,DMC成员应获得充分的赔偿,以提供有效的保护。