André Jean-Baptiste
Centre National de la Recherche Scientifique, Institut de Biologie de l'Ecole Normale Supérieure, Unité Mixte de Recherche 8197, 46 rue d'Ulm, 75005 Paris, France.
Am Nat. 2015 Mar;185(3):303-16. doi: 10.1086/679625. Epub 2015 Jan 28.
Reciprocity is characterized by individuals actively making it beneficial for others to cooperate by responding to them. This makes it a particularly powerful generator of mutual interest, because the benefits accrued by an individual can be redistributed to another. However, reciprocity is a composite biological function, entailing at least two subfunctions: (i) a behavioral ability to provide fitness benefits to others and (ii) a cognitive ability to evaluate the benefits received from others. For reciprocity to evolve, these two subfunctions must appear together, which raises an evolutionary problem of bootstrapping. In this article, I develop mathematical models to study the necessary conditions for the gradual emergence of reciprocity in spite of this bootstrapping problem. I show that the evolution of reciprocity is based on three conditions. First, there must be some variability in behavior. Second, cooperation must pre-evolve for reasons independent of reciprocity. Third, and most significantly, selection favors conditional cooperation only if the cooperation expressed by others is already conditional, that is, if some reciprocity is already present in the first place. In the discussion, I show that these three conditions help explain the specific features of the instances in which reciprocity does occur in the wild. For instance, it accounts for the role of spatial symmetry (as in ungulate allogrooming), the importance of synergistic benefits (as in nuptial gifts), the facilitating role of collective actions (as in many instances of human cooperation), and the potential role of kinship (as in primate grooming).
互惠的特点是个体通过对他人做出回应,积极地使他人合作变得有益。这使其成为互利的一种特别强大的产生机制,因为个体获得的利益可以重新分配给另一个体。然而,互惠是一种复合的生物学功能,至少需要两个子功能:(i)向他人提供适应性利益的行为能力,以及(ii)评估从他人那里获得的利益的认知能力。为了使互惠得以进化,这两个子功能必须同时出现,这就引发了一个进化上的自举问题。在本文中,我建立数学模型来研究尽管存在自举问题,但互惠仍能逐渐出现的必要条件。我表明,互惠的进化基于三个条件。首先,行为必须存在一些变异性。其次,合作必须基于与互惠无关的原因预先进化。第三,也是最重要的一点,只有当他人表现出的合作已经是有条件的,也就是说,如果一开始就已经存在某种互惠时,选择才会青睐有条件的合作。在讨论中,我表明这三个条件有助于解释互惠在自然界中确实出现的实例的具体特征。例如,它解释了空间对称性(如在有蹄类动物的相互梳理毛发行为中)的作用、协同利益(如在婚飞礼物中)的重要性、集体行动(如在许多人类合作实例中)的促进作用以及亲属关系(如在灵长类动物的梳理毛发行为中)的潜在作用。