Centre National de la Recherche Scientifique, Institut de Biologie de l'Ecole Normale Supérieure, Paris, France.
J Evol Biol. 2014 Apr;27(4):784-95. doi: 10.1111/jeb.12351. Epub 2014 Mar 12.
Social evolution theory faces a puzzle: a gap between theoretical and empirical results on reciprocity. On the one hand, models show that reciprocity should evolve easily in a wide range of circumstances. On the other hand, empirically, few clear instances of reciprocity (even in a broad sense) have been found in nonhuman animals. In this paper, I aim to suggest and evaluate a novel reason concurring to solve this puzzle. I propose that it is difficult for reciprocity to evolve because it raises an evolutionary problem of bootstrapping: it requires that two complementary functions: (i) the ability to cooperate and (ii) the ability to respond conditionally to the cooperation of others, arise together and reach a significant frequency, whereas neither of them can be favoured in the absence of the other. I develop analytical models and simulations showing that, for this reason, the evolutionary emergence of reciprocal cooperation is highly unlikely. I then discuss the consequences of this result for our understanding of cooperation.
在互惠理论和实证结果之间存在差距。一方面,模型表明互惠在广泛的环境中应该很容易进化。另一方面,从经验上看,在非人类动物中很少发现明确的互惠实例(即使是广义上的)。在本文中,我旨在提出并评估一个解决这个难题的新的原因。我提出,互惠难以进化,是因为它提出了一个进化上的自举问题:它需要两个互补的功能:(i)合作的能力和(ii)对他人合作做出条件反应的能力,同时出现并达到显著的频率,而在没有另一个功能的情况下,它们都不可能得到青睐。我开发了分析模型和模拟,表明由于这个原因,互惠合作的进化出现的可能性非常小。然后,我讨论了这一结果对我们理解合作的影响。