Stevens Geert Philip
Department of Public Law, University of Pretoria, South Africa.
Int J Law Psychiatry. 2015 Jan-Feb;38:29-37. doi: 10.1016/j.ijlp.2015.01.004. Epub 2015 Feb 11.
Mental health experts are increasingly being utilised by the criminal justice system to provide assistance to courts during the assessment of issues falling beyond the knowledge and/or experience of the courts. A particular domain where the assistance of qualified psychiatrists and psychologists is becoming essential is where the defence of pathological criminal incapacity falls to be assessed. Mental health professionals testifying during trials where the defence of pathological criminal incapacity is raised will present opinion evidence which is one of the exceptions to the rule of inadmissibility of opinion evidence. Mental health professionals providing their opinion evidence are, however, prohibited from expressing opinions on so-called "ultimate issues" upon which only the court may ultimately rule upon. The latter rule is also commonly known in practice as the "ultimate issue" rule which presents multifaceted challenges in respect of the application of the defence of pathological criminal incapacity. In this article, the author assesses the application of the ultimate issue rule with reference to the defence of pathological criminal incapacity as it operates within the South African criminal law context. A comparative analysis is also provided with reference to the rule as it operates in the United States of America and more specifically Federal Rule 704. It is concluded that the ultimate issue rule unnecessarily restricts testimony provided by mental health professionals as such placing a barrier on such evidence. As such, it is argued that the rule is superfluous as it remains within the discretion of the trier of fact to decide as to what weight to attach to such evidence.
刑事司法系统越来越多地利用心理健康专家,以便在评估超出法院知识和/或经验范围的问题时为法院提供协助。在评估病理性犯罪无行为能力辩护时,合格的精神科医生和心理学家的协助变得至关重要。在提出病理性犯罪无行为能力辩护的审判中作证的心理健康专业人员将提供意见证据,这是意见证据不可采信规则的例外之一。然而,提供意见证据的心理健康专业人员被禁止就只有法院才能最终裁决的所谓“最终问题”发表意见。后一项规则在实践中也通常被称为“最终问题”规则,在病理性犯罪无行为能力辩护的适用方面提出了多方面的挑战。在本文中,作者参照病理性犯罪无行为能力辩护在南非刑法背景下的运作情况,评估了最终问题规则的适用。还参照了该规则在美国,更具体地说是联邦证据规则第704条中的运作情况进行了比较分析。结论是,最终问题规则不必要地限制了心理健康专业人员提供的证词,从而对这类证据设置了障碍。因此,有人认为该规则是多余的,因为事实认定者仍可自行决定对这类证据给予多大的分量。