Guivarch J, Piercecchi-Marti M-D, Glezer D, Chabannes J-M
Pôle psychiatrie centre, CHU Conception, AP-HM, Secteur 13G04, 147, boulevard Baille, 13005 Marseille, France.
Service de médecine légale et droit de la santé, CHU Timone, Aix Marseille université, CNRS, EFS, ADES UMR 7268, 13916, 13385 Marseille cedex 5, France.
Encephale. 2015 Jun;41(3):244-50. doi: 10.1016/j.encep.2015.03.002. Epub 2015 Apr 8.
Forensic psychiatric assessment regarding liability ensures a balance between justice and psychiatry. In France, criminal assessment is not contradictory. The psychiatric expert is commissioned by judges to determine whether or not the accused has a mental disorder and specify whether it affects discernment and control of actions at the time of offense. Its mission focuses on the mental element required to constitute an offense, and is structured around Article 122-1 of the Criminal Code. This article, composed of two paragraphs, distinguishes the framework of the abolition of discernment — a cause of non-imputability and therefore of a statement of lack of criminal responsibility due to mental disorder — and the framework of the alteration of discernment. Nowadays expertise seems to meet discomfort, with criticism focusing on possible differences among psychiatric experts, without specific studies having been conducted to confirm it.
Our objective was to identify the main points of disagreement between psychiatric experts and to propose explicative hypotheses.
For this, we carried out a literature review on PubMed, Science Direct and Cairn, and studied the report of the 2007 public hearing on forensic psychiatric assessment with contributions from different authors. The keywords were: forensic psychiatry, psychiatric court report, psychiatric expertise, differences among experts, legal responsibility, and discernment. We defined differences as disagreements between experts, or as a mismatch in conclusions and approaches of experts.
The differences among experts concerned mainly forensic interpretation, i.e. the discussion of the relationship between pathology and offense, particularly in contexts that involve a larger forensic discussion, including interruption of medication, use of drugs, association with antisocial personality, premeditation, denial of facts, especially when the accused suffers from a mental illness (especially schizophrenia). For a finding of abolition of discernment, an expert must consider two requirements, one temporal (the mental disease must be active during offense) and the other causal that involves seeking a direct and exclusive relationship between the offence and the mental state, according to expert jurisprudence. Some experts do not comply with these two requirements or this jurisprudence, whence differences. There were also diagnostic differences and disputes relating to the concept of "alteration of discernment". Disagreements appeared to be related primarily to personal ideologies or different schools of thought that influenced interpretations and conclusions of experts, e.g. accountability as a therapeutic response for the psychotic person. Then, the lack of clarity of expert mission regarding necessary causal relationship — between any disease and crime — to demonstrate to conclude an abolition of discernment, could also contribute to differences. Moreover, time available to achieve the mission is too short and the expert would not devote enough time to an expert examination, which could lead to less good expertise and differences; especially as observed clinical examination in expertise is sometimes difficult, misleading, due to pathological reticence of accused mentally ill but also sometimes due to possible simulations. Finally, the low quality of some expert reports — due in part to the less well-trained experts, but also the particular conditions of achievement of expertise, especially in prisons — were mentioned by some authors as causes of differences.
It appears from this review of literature that differences mainly concern forensic interpretation and are mainly explained by ideologies. This synthesis is a preliminary work prior to a study among psychiatric experts.
法医精神病学关于责任的评估确保了司法与精神病学之间的平衡。在法国,刑事评估并不矛盾。精神病学专家受法官委托,以确定被告是否患有精神障碍,并具体说明其在犯罪时是否影响辨别力和行为控制能力。其任务聚焦于构成犯罪所需的心理要素,并围绕《刑法》第122 - 1条构建。该条文由两段组成,区分了辨别力丧失的框架——一种不可归责的原因,因此也是因精神障碍而声明无刑事责任的依据——以及辨别力改变的框架。如今,专业鉴定似乎面临困境,批评主要集中在精神病学专家之间可能存在的差异上,但尚未有具体研究加以证实。
我们的目的是确定精神病学专家之间的主要分歧点,并提出解释性假设。
为此,我们在PubMed、Science Direct和Cairn上进行了文献综述,并研究了2007年法医精神病学评估公开听证会的报告,该报告有不同作者的贡献。关键词为:法医精神病学、精神病学法庭报告、精神病学专业鉴定、专家之间的差异、法律责任和辨别力。我们将差异定义为专家之间的分歧,或专家结论与方法的不匹配。
专家之间的差异主要涉及法医解释,即对病理与犯罪之间关系的讨论,特别是在涉及更广泛法医讨论的背景下,包括药物中断、药物使用、与反社会人格的关联、预谋、否认事实,尤其是当被告患有精神疾病(特别是精神分裂症)时。对于辨别力丧失的认定,根据专家判例法,专家必须考虑两个要求,一个是时间要求(精神疾病必须在犯罪时处于活跃状态),另一个是因果要求,即寻求犯罪与精神状态之间的直接和排他性关系。一些专家未遵循这两个要求或该判例法,由此产生了差异。还存在诊断差异以及与“辨别力改变”概念相关的争议。分歧似乎主要与个人意识形态或不同的思想流派有关,这些影响了专家的解释和结论,例如将问责作为对精神病患者的治疗反应。此外,专家任务中关于任何疾病与犯罪之间必要因果关系的不明确性,以证明辨别力丧失的结论,也可能导致差异。而且,完成任务的时间过短,专家没有足够时间进行专业检查,这可能导致专业鉴定质量下降和差异;特别是因为在专业鉴定中观察到的临床检查有时很困难、具有误导性,这既由于患有精神疾病的被告的病态沉默,也有时由于可能的伪装。最后,一些作者提到,部分专家报告质量低下——部分原因是专家培训不足,也由于专业鉴定的特殊完成条件,特别是在监狱中——是差异产生的原因。
从本次文献综述来看,差异主要涉及法医解释,且主要由意识形态解释。本综述是在精神病学专家中开展研究之前的初步工作。