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关于科恩-沙姆势和轨道能量的局域密度近似(LDA)和广义梯度近似(GGA)的误差

On the errors of local density (LDA) and generalized gradient (GGA) approximations to the Kohn-Sham potential and orbital energies.

作者信息

Gritsenko O V, Mentel Ł M, Baerends E J

机构信息

Section Theoretical Chemistry, VU University, Amsterdam, The Netherlands.

出版信息

J Chem Phys. 2016 May 28;144(20):204114. doi: 10.1063/1.4950877.

Abstract

In spite of the high quality of exchange-correlation energies Exc obtained with the generalized gradient approximations (GGAs) of density functional theory, their xc potentials vxc are strongly deficient, yielding upshifts of ca. 5 eV in the orbital energy spectrum (in the order of 50% of high-lying valence orbital energies). The GGAs share this deficiency with the local density approximation (LDA). We argue that this error is not caused by the incorrect long-range asymptotics of vxc or by self-interaction error. It arises from incorrect density dependencies of LDA and GGA exchange functionals leading to incorrect (too repulsive) functional derivatives (i.e., response parts of the potentials). The vxc potential is partitioned into the potential of the xc hole vxchole (twice the xc energy density ϵxc), which determines Exc, and the response potential vresp, which does not contribute to Exc explicitly. The substantial upshift of LDA/GGA orbital energies is due to a too repulsive LDA exchange response potential vxresp (LDA) in the bulk region. Retaining the LDA exchange hole potential plus the B88 gradient correction to it but replacing the response parts of these potentials by the model orbital-dependent response potential vxresp (GLLB) of Gritsenko et al. [Phys. Rev. A 51, 1944 (1995)], which has the proper step-wise form, improves the orbital energies by more than an order of magnitude. Examples are given for the prototype molecules: dihydrogen, dinitrogen, carbon monoxide, ethylene, formaldehyde, and formic acid.

摘要

尽管利用密度泛函理论的广义梯度近似(GGAs)所获得的交换关联能Exc具有很高的质量,但其xc势vxc却存在严重缺陷,导致轨道能谱向上偏移约5 eV(约为高能价轨道能量的50%)。GGAs与局域密度近似(LDA)都存在这一缺陷。我们认为,这一误差并非由vxc不正确的长程渐近行为或自相互作用误差引起。它源于LDA和GGA交换泛函中不正确的密度依赖性,导致不正确的(过于排斥的)泛函导数(即势的响应部分)。xc势被划分为xc空穴的势vxchole(xc能量密度ϵxc的两倍),它决定了Exc,以及响应势vresp,vresp对Exc没有直接贡献。LDA/GGA轨道能量的大幅上移是由于体区域中过于排斥的LDA交换响应势vxresp(LDA)。保留LDA交换空穴势及其B88梯度校正,但用Gritsenko等人[《物理评论A》51, 1944 (1995)]的模型轨道依赖响应势vxresp(GLLB)取代这些势的响应部分,该响应势具有适当的阶梯形式,可将轨道能量提高一个多数量级。给出了原型分子的例子:氢气、氮气、一氧化碳、乙烯、甲醛和甲酸。

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