Department of Materials Science and Engineering and ‡Department of Applied Physics, Stanford University , Stanford, California 94305, United States.
Stanford Synchrotron Radiation Lightsource and ∥Stanford Institute for Materials and Energy Sciences, SLAC National Accelerator Laboratory , Menlo Park, California 94025, United States.
ACS Nano. 2016 Nov 22;10(11):9938-9947. doi: 10.1021/acsnano.6b04081. Epub 2016 Nov 7.
Large biaxial strain is a promising route to tune the functionalities of oxide thin films. However, large strain is often not fully realized due to the formation of misfit dislocations at the film/substrate interface. In this work, we examine the growth of strained ceria (CeO) thin films on (001)-oriented single crystal yttria-stabilized zirconia (YSZ) via pulsed-laser deposition. By varying the film thickness systematically between 1 and 430 nm, we demonstrate that ultrathin ceria films are coherently strained to the YSZ substrate for thicknesses up to 2.7 nm, despite the large lattice mismatch (∼5%). The coherency is confirmed by both X-ray diffraction and high-resolution transmission electron microscopy. This thickness is several times greater than the predicted equilibrium critical thickness. Partial strain relaxation is achieved by forming semirelaxed surface islands rather than by directly nucleating dislocations. In situ reflective high-energy electron diffraction during growth confirms the transition from 2-D (layer-by-layer) to 3-D (island) at a film thickness of ∼1 nm, which is further supported by atomic force microscopy. We propose that dislocations likely nucleate near the surface islands and glide to the film/substrate interface, as evidenced by the presence of 60° dislocations. An improved understanding of growing oxide thin films with a large misfit lays the foundation to systematically explore the impact of strain and dislocations on properties such as ionic transport and redox chemistry.
大双轴应变是一种很有前途的方法,可以调节氧化物薄膜的功能。然而,由于薄膜/衬底界面处形成失配位错,大应变通常无法完全实现。在这项工作中,我们通过脉冲激光沉积研究了应变氧化铈(CeO)薄膜在(001)取向的单晶氧化钇稳定氧化锆(YSZ)上的生长。通过系统地改变薄膜厚度在 1 到 430nm 之间,我们证明了厚度高达 2.7nm 的超薄氧化铈薄膜与 YSZ 衬底完全保持晶格应变,尽管晶格失配度较大(约为 5%)。X 射线衍射和高分辨率透射电子显微镜都证实了这种一致性。这个厚度是预测的平衡临界厚度的几倍。通过形成半松弛的表面岛而不是直接形核位错,实现了部分应变松弛。在生长过程中进行的原位反射高能电子衍射证实了在薄膜厚度约为 1nm 时,从二维(逐层)到三维(岛状)的转变,原子力显微镜进一步证实了这一点。我们提出位错可能在表面岛附近形核,并滑向薄膜/衬底界面,这可以通过存在 60°位错来证明。对具有大失配的氧化物薄膜生长的深入理解为系统地探索应变和位错对离子输运和氧化还原化学等性质的影响奠定了基础。