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做得对:因无意错误而撤回的定性研究

Doing the Right Thing: A Qualitative Investigation of Retractions Due to Unintentional Error.

机构信息

Department of Philosophy, Ethics Institute, Utrecht University, Janskerkhof 13, room 0.03, 3512 BL, Utrecht, The Netherlands.

Department of Medical Ethics and Philosophy, Erasmus University Medical Center Rotterdam, Na 21.17, Postbus 2040, 3000 CA, Rotterdam, The Netherlands.

出版信息

Sci Eng Ethics. 2018 Feb;24(1):189-206. doi: 10.1007/s11948-017-9894-2. Epub 2017 Mar 20.

Abstract

Retractions solicited by authors following the discovery of an unintentional error-what we henceforth call a "self-retraction"-are a new phenomenon of growing importance, about which very little is known. Here we present results of a small qualitative study aimed at gaining preliminary insights about circumstances, motivations and beliefs that accompanied the experience of a self-retraction. We identified retraction notes that unambiguously reported an honest error and that had been published between the years 2010 and 2015. We limited our sample to retractions with at least one co-author based in the Netherlands, Belgium, United Kingdom, Germany or a Scandinavian country, and we invited these authors to a semi-structured interview. Fourteen authors accepted our invitation. Contrary to our initial assumptions, most of our interviewees had not originally intended to retract their paper. They had contacted the journal to request a correction and the decision to retract had been made by journal editors. All interviewees reported that having to retract their own publication made them concerned for their scientific reputation and career, often causing considerable stress and anxiety. Interviewees also encountered difficulties in communicating with the journal and recalled other procedural issues that had unnecessarily slowed down the process of self-retraction. Intriguingly, however, all interviewees reported how, contrary to their own expectations, the self-retraction had brought no damage to their reputation and in some cases had actually improved it. We also examined the ethical motivations that interviewees ascribed, retrospectively, to their actions and found that such motivations included a combination of moral and prudential (i.e. pragmatic) considerations. These preliminary results suggest that scientists would welcome innovations to facilitate the process of self-retraction.

摘要

作者在发现无意错误后(我们此后称之为“自我撤稿”)主动请求撤稿,这是一种新的重要现象,对此我们知之甚少。在此,我们呈现了一项小型定性研究的结果,旨在初步了解伴随自我撤稿经历的情况、动机和信念。我们确定了明确报告诚实错误且发表于 2010 年至 2015 年之间的撤稿说明。我们将样本限制在至少有一位荷兰、比利时、英国、德国或斯堪的纳维亚国家的共同作者的撤稿中,并邀请这些作者参加半结构化访谈。14 位作者接受了我们的邀请。与我们最初的假设相反,我们的大多数受访者最初并不打算撤回他们的论文。他们已联系期刊要求更正,撤稿决定是由期刊编辑做出的。所有受访者均表示,不得不撤回自己的出版物使他们担心自己的科学声誉和职业生涯,这常常导致相当大的压力和焦虑。受访者还在与期刊沟通方面遇到困难,并回忆起其他程序问题,这些问题不必要地减缓了自我撤稿的过程。然而,有趣的是,所有受访者都报告说,与他们自己的预期相反,自我撤稿并没有对他们的声誉造成损害,在某些情况下实际上还提高了他们的声誉。我们还研究了受访者事后归因于自己行为的道德动机,发现这些动机包括道德和谨慎(即务实)考虑的结合。这些初步结果表明,科学家们将欢迎创新来促进自我撤稿的过程。

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