NIEHS, National Institutes of Health, Research Triangle Park, NC 27709, USA.
J Med Ethics. 2013 Jan;39(1):46-50. doi: 10.1136/medethics-2012-100766. Epub 2012 Sep 1.
We examined all 208 closed cases involving official findings of research misconduct published by the US Office of Research Integrity from 1992 to 2011 to determine how often scientists mention in a retraction or correction notice that there was an ethical problem with an associated article. 75 of these cases cited at least one published article affected by misconduct for a total of 174 articles. For 127 of these 174, we found both the article and a retraction or correction statement. Since eight of the 127 published statements consisted of simply the word 'retracted,' our analysis focused on the remaining 119 for which a more detailed retraction or correction was published. Of these 119 statements, only 41.2% mentioned ethics at all (and only 32.8% named a specific ethical problem such as fabrication, falsification or plagiarism), whereas the other 58.8% described the reason for retraction or correction as error, loss of data or replication failure when misconduct was actually at issue. Among the published statements in response to an official finding of misconduct (within the time frame studied), the proportion that mentioned ethics was significantly higher in recent years than in earlier years, as was the proportion that named a specific problem. To promote research integrity, scientific journals should consider adopting policies concerning retractions and corrections similar to the guidelines developed by the Committee on Publication Ethics. Funding agencies and institutions should take steps to ensure that articles affected by misconduct are retracted or corrected.
我们审查了美国研究诚信办公室从 1992 年到 2011 年公布的所有 208 个涉及官方研究不端行为调查结果的已结案案例,以确定科学家在撤回或更正通知中提及与相关文章存在道德问题的频率。这些案例中有 75 个引用了至少一篇受到不当行为影响的已发表文章,总计涉及 174 篇文章。在这 174 篇文章中,我们找到了 127 篇文章及其撤回或更正声明。由于这 127 篇已发表声明中有 8 篇仅包含“撤回”一词,因此我们的分析重点放在其余 119 篇发表了更详细的撤回或更正声明的文章上。在这 119 篇声明中,只有 41.2% 提到了道德问题(而且只有 32.8% 提到了具体的道德问题,如捏造、伪造或抄袭),而其他 58.8% 则将撤回或更正的原因描述为错误、数据丢失或复制失败,而实际上存在不端行为。在针对不当行为的官方调查结果而发表的声明中(在所研究的时间范围内),提到道德问题的比例近年来明显高于早些年,而明确指出具体问题的比例也是如此。为了促进研究诚信,科学期刊应考虑采用类似于出版伦理委员会制定的撤回和更正指南的政策。资助机构和机构应采取措施确保受到不当行为影响的文章被撤回或更正。