Kiefer Sabine, Knoblauch Astrid M, Steinmann Peter, Barth-Jaeggi Tanja, Vahedi Mahnaz, Maher Dermot, Utzinger Jürg, Wyss Kaspar
Swiss Tropical and Public Health Institute, Socinstrasse 57, P.O. Box, CH-4002, Basel, Switzerland.
University of Basel, Basel, Switzerland.
Global Health. 2017 Mar 24;13(1):22. doi: 10.1186/s12992-017-0245-5.
Operational/implementation research (OR/IR) is a key activity to improve disease control programme performance. We assessed the extent to which malaria and tuberculosis (TB) grants from the Global Fund to Fight AIDS, Tuberculosis and Malaria ("Global Fund") include support for OR/IR, and discuss the implications of the current Global Fund operating mechanisms for OR/IR support.
The situation analysis focussed on malaria and TB, while HIV was excluded. Stakeholder interviews were conducted at the Global Fund secretariat and in six purposefully selected high disease burden countries, namely the Democratic Republic of the Congo, Ethiopia, India, Indonesia, Myanmar and Zimbabwe. Interviewed in-country stakeholders included the relevant disease control programme managers, project implementation partners, representatives from international organisations with a stake in global health, academic and governmental research institutions, and other relevant individuals such as members of the country coordination mechanism. Additionally, documentation of grants and OR/IR obtained from the Global Fund was reviewed.
The Global Fund provides substantial resources for malaria and TB surveys, and supports OR/IR if such support is requested and the application is well justified. We observed considerable variations from one country to another and between programmes with regards to need, demand, absorption capacity and funding for OR/IR related to malaria and TB. Important determinants for the extent of such funding are the involvement of national research coordination bodies, established research agendas and priorities, human and technical research capacity, and involvement of relevant stakeholders in concept note development. Efforts to disseminate OR/IR findings were generally weak, and the Global Fund does not maintain a central OR/IR database. When faced with a need to choose between procurement of commodities for disease control and supporting research, countries tend to seek research funding from other donors. The Global Fund is expected to issue more specific guidance on the conditions under which it supports OR/IR, and to adapt administrative procedures to facilitate research.
The importance of OR/IR for optimising disease control programmes is generally accepted but countries vary in their capacity to demand and implement studies. Countries expect guidance on OR/IR from the Global Fund. Administrative procedures specifically related to the budget planning should be modified to facilitate ad-hoc OR/IR funding. More generally, several countries expressed a need to strengthen capacity for planning, negotiating and implementing research.
操作研究/实施研究(OR/IR)是提高疾病控制项目绩效的关键活动。我们评估了全球抗击艾滋病、结核病和疟疾基金(“全球基金”)提供的疟疾和结核病赠款对OR/IR的支持程度,并讨论了全球基金当前运作机制对OR/IR支持的影响。
情况分析聚焦于疟疾和结核病,将艾滋病排除在外。在全球基金秘书处以及六个有针对性选择的高疾病负担国家(即刚果民主共和国、埃塞俄比亚、印度、印度尼西亚、缅甸和津巴布韦)进行了利益相关者访谈。在国内接受访谈的利益相关者包括相关疾病控制项目管理人员、项目实施伙伴、在全球卫生领域有利益关系的国际组织代表、学术和政府研究机构,以及其他相关人员,如国家协调机制成员。此外,还审查了从全球基金获得的赠款和OR/IR相关文件。
全球基金为疟疾和结核病调查提供了大量资源,并在有请求且申请理由充分的情况下支持OR/IR。我们观察到,在与疟疾和结核病相关的OR/IR的需求、需求程度、吸收能力和资金方面,不同国家之间以及不同项目之间存在相当大的差异。此类资金投入程度的重要决定因素包括国家研究协调机构的参与情况、既定的研究议程和优先事项、人力和技术研究能力,以及相关利益相关者在概念文件制定过程中的参与情况。传播OR/IR研究结果的工作总体较为薄弱,全球基金没有维护一个中央OR/IR数据库。当面临在采购疾病控制用品和支持研究之间做出选择时,各国往往会向其他捐助者寻求研究资金。预计全球基金会就其支持OR/IR的条件发布更具体的指导意见,并调整行政程序以便利研究工作。
OR/IR对优化疾病控制项目的重要性已得到普遍认可,但各国在要求和实施研究的能力方面存在差异。各国期望全球基金提供有关OR/IR的指导意见。应修改与预算规划具体相关的行政程序,以便利临时的OR/IR资金投入。更普遍地说,几个国家表示需要加强规划、谈判和实施研究的能力。