Chen Chyong-Mei, Shen Pao-Sheng
Institute of Public Health, School of Medicine, National Yang-Ming University, Taipei 11221, Taiwan.
Department of Statistics, Tunghai University, Taichung, 40704, Taiwan.
Stat Med. 2017 Sep 20;36(21):3398-3411. doi: 10.1002/sim.7361. Epub 2017 Jun 5.
Interval-censored failure-time data arise when subjects are examined or observed periodically such that the failure time of interest is not examined exactly but only known to be bracketed between two adjacent observation times. The commonly used approaches assume that the examination times and the failure time are independent or conditionally independent given covariates. In many practical applications, patients who are already in poor health or have a weak immune system before treatment usually tend to visit physicians more often after treatment than those with better health or immune system. In this situation, the visiting rate is positively correlated with the risk of failure due to the health status, which results in dependent interval-censored data. While some measurable factors affecting health status such as age, gender, and physical symptom can be included in the covariates, some health-related latent variables cannot be observed or measured. To deal with dependent interval censoring involving unobserved latent variable, we characterize the visiting/examination process as recurrent event process and propose a joint frailty model to account for the association of the failure time and visiting process. A shared gamma frailty is incorporated into the Cox model and proportional intensity model for the failure time and visiting process, respectively, in a multiplicative way. We propose a semiparametric maximum likelihood approach for estimating model parameters and show the asymptotic properties, including consistency and weak convergence. Extensive simulation studies are conducted and a data set of bladder cancer is analyzed for illustrative purposes. Copyright © 2017 John Wiley & Sons, Ltd.
当对受试者进行定期检查或观察时,就会出现区间删失的失效时间数据,即感兴趣的失效时间并非被精确检查,而仅知道其介于两个相邻观察时间之间。常用方法假定检查时间和失效时间是独立的,或者在给定协变量的情况下是条件独立的。在许多实际应用中,治疗前健康状况不佳或免疫系统较弱的患者,治疗后往往比健康状况或免疫系统较好的患者更频繁地就医。在这种情况下,就诊率与因健康状况导致的失效风险呈正相关,这就产生了相依的区间删失数据。虽然一些影响健康状况的可测量因素(如年龄、性别和身体症状)可以纳入协变量中,但一些与健康相关的潜在变量无法观察或测量。为了处理涉及未观察到的潜在变量的相依区间删失问题,我们将就诊/检查过程表征为复发事件过程,并提出一个联合脆弱模型来考虑失效时间和就诊过程之间的关联。一个共享的伽马脆弱性分别以乘法方式纳入到失效时间和就诊过程的Cox模型及比例强度模型中。我们提出一种半参数极大似然方法来估计模型参数,并展示其渐近性质,包括一致性和弱收敛性。进行了广泛的模拟研究,并分析了一个膀胱癌数据集以作说明之用。版权所有© 2017约翰威立父子有限公司。