Kopitnik Nancy L., Nouhan Patricia P.
West Virginia School of Osteopathic Medicine, Lewisburg, WV
WSUSOM, St John Hospital Affiliate
Members of the medical profession may occasionally be asked to testify as an expert witness at some time during their career. It is in the best interest of the legal and medical professions if this testimony, in either a civil or criminal case, is scientifically sound and provided by an unbiased expert witness. Medical professionals, as members of the medical community, patient advocates, and private citizens, have a professional and ethical responsibility to assist with the civil and criminal judicial processes fairly and unbiasedly. Evidence-based and experience-based opinions from medical professionals in legal cases have become increasingly common. Many professional medical societies (American College of Obstetrics and Gynecology, American College of Emergency Physicians, American Academy of Pediatrics, American Society of General Surgeons, American Association of Neurologic Surgeons, American Academy of Orthopedic Surgeons, American Academy of Ophthalmology, American College of Cardiology, and American College of Radiology) have addressed the issue with recommendations or guidelines for case review. Medical malpractice law is based on tort and contract law. Liabilities and unforeseen circumstances can arise from health care delivery by any level of providers, nurses, respiratory therapists, and ancillary personnel. Medical malpractice can impact every specialty and subspecialty. No healthcare practitioner is ever immune, whether a student healthcare provider or a well-seasoned attending physician, at any point in their career. These liabilities may be based on negligence, insufficiently informed consent, intentional misconduct, breach of a contract, defamation, divulgence of confidential information, or failure to prevent foreseeable injuries to third parties. Of all potential liabilities in medical malpractice, negligence is the most common. Medical negligence requires that the plaintiff establish the following elements: 1. The existence of the healthcare provider's duty to the plaintiff. This element is based on the presence of a physician-patient relationship. . 2. The demonstration of the applicable standard of care and deviation from that standard. 3. Damages, an injury compensable by monetary reimbursement. 4. A causal connection between violating the standard of care and the purported injury. In medical malpractice cases, the defendant’s actions are compared to the standard of care for that particular diagnosis and situation. The standard of care is “reasonable and ordinary care, skill, and diligence as physicians and surgeons in good standing in the same neighborhood, the same general line of practice, ordinarily have been exercising in like cases.” Currently, with the establishment of National Boards and greater standardization of practice parameters, there is less regional variability. Access to care and healthcare facilities in underserved or rural areas is the occasional exception. "Whether there was a deviation from the standard of care" is often the most crucial input from the expert witness in medical liability cases. Suppose it is determined that a deviation from the standard of care has occurred. In that case, a secondary role for the expert witness may be to provide an opinion regarding whether the deviation of the standard of care could have been the cause of the patient’s alleged injury. The standard for admission of expert testimony was set in 1923 in The holding of this case was quite simple. It stated that an expert opinion is admissible the scientific technique on which the opinion is based is “generally accepted” as reliable in the relevant scientific community. This case involved polygraph testing (1923) when lie detector evidence was not widely accepted. It was, however, the opinion of the court that there was sufficient support in the scientific community to admit the evidence as from an established source. This is called . Over the following decades, became the standard for acceptance of evidence. It was first used in criminal cases, but in the 1980s, it was utilized in toxic tort cases. After decades of use, critics complained that it could no longer be reliably used as scientific principles became more complex. Those complaints, misapprehensions, and criticisms led to . The standard is a rule of evidence regarding the admissibility of expert witness testimony. The is a known framework by which the trial judge can assess the reliability and relevance of the expert's testimony before it is introduced to the jury. relies on the expertise of the scientific community to determine reliability, whereas relies on the trial court judge. While The Frye Standard states that evidence or testimony must be shown to be accepted by most experts in the field, the Daubert Standard requires judges to consider multiple factors, one of which is whether or not the evidence presented is consistent with that tested by peer review. The adoption of this particular standard established a benchmark for expert testimony by making the trial judge the gatekeeper of the admissibility of the scientific evidence. This was significant because it aimed to limit the admission of pseudoscience or unreliable testimony rather than relying on the expert's credentials. relies Federal courts all follow State courts are divided between the two but tend to add their interpretations. Simply put, the admissibility of expert testimony is dependent on the jurisdiction. It is essential to understand the difference between the and standards, their specific jurisdictional variations, and applicable case law. , Chief Justice Rehnquist famously noted that the function does not impose on the court “the obligation or the authority to become amateur scientists.” Missing in , however, is the amount of weight a judge should give to each factor or if one is more important than another. All that has been noted since 1997 in that regard is an aside Justice Scalia made in another case, factors are not holy writ, in a particular case the failure to apply one or another of them may be unreasonable, and hence an abuse of discretion.” is the standard in every federal court. is the standard in approximately eight states – ‘approximately' because state legislatures have been known to change the standard. The states that have adopted have usually done so while adding their interpretation to the standard. A state-to-state knowledge of those interpretations is crucial. Medical Errors Compared to Medical Negligence, a medical intervention has several possible outcomes: the condition improves, worsens, or remains unchanged. A deterioration in the patient’s condition does not necessarily indicate medical negligence. The three above outcomes are possible even with appropriate care and treatment. Medical negligence cannot be determined solely from an unexpected result, an unacceptable result, a failure to cure, a failure to recover, or any other situation that might indicate a lack of success of the intervention or care. An undesirable outcome in and of itself does not necessarily mean medical negligence. Likewise, a medical error in and of itself, even while falling below the standard of care, may have caused no damages and is probably not actionable in a claim for medical malpractice. The burden of proof is different in civil cases than in criminal cases. In civil cases, the plaintiff must convince the jury of its position with a preponderance of the evidence. A preponderance of the evidence means at least 51%. Therefore, the jurors in a medical negligence case must be convinced that the argument and evidence provided by the plaintiff are more plausible as the proximate cause of the alleged injury than the argument and evidence supplied by the defendants.
在其职业生涯中的某个时候,医疗行业的成员可能偶尔会被要求作为专家证人出庭作证。如果在民事或刑事案件中的这种证词在科学上是合理的,并且由公正的专家证人提供,这将符合法律和医疗行业的最佳利益。作为医疗界的成员、患者权益倡导者和普通公民,医疗专业人员有专业和道德责任公正、无偏见地协助民事和刑事司法程序。在法律案件中,基于证据和经验的医疗专业人员的意见越来越普遍。许多专业医学协会(美国妇产科学会、美国急诊医师学会、美国儿科学会、美国普通外科学会、美国神经外科学会、美国矫形外科学会、美国眼科学会、美国心脏病学会和美国放射学会)已经通过案件审查的建议或指南来解决这个问题。医疗事故法基于侵权法和合同法。各级医疗服务提供者、护士、呼吸治疗师和辅助人员在提供医疗服务时都可能产生责任和不可预见的情况。医疗事故可能影响到每一个专科和亚专科。在其职业生涯的任何阶段,无论是学生医疗服务提供者还是经验丰富的主治医师,没有任何医疗从业者能够免疫。这些责任可能基于疏忽、知情同意不足、故意不当行为、违反合同、诽谤、泄露机密信息或未能防止对第三方的可预见伤害。在医疗事故的所有潜在责任中,疏忽是最常见的。医疗疏忽要求原告证明以下要素:1. 医疗服务提供者对原告负有责任。这一要素基于医患关系的存在。2. 证明适用的护理标准以及与该标准的偏差。3. 损害赔偿,即可以通过金钱赔偿的伤害。4. 违反护理标准与所称伤害之间的因果关系。在医疗事故案件中,被告的行为与针对该特定诊断和情况的护理标准进行比较。护理标准是 “在同一社区、同一一般执业领域中声誉良好的内科医生和外科医生在类似情况下通常所行使的合理且普通的护理、技能和勤勉程度”。目前随着国家委员会的设立和执业参数的更大标准化,地区差异较小。在服务不足或农村地区获得医疗服务和医疗设施是偶尔的例外情况。“是否存在与护理标准的偏差” 往往是医疗责任案件中专家证人最关键的意见。假设确定发生了与护理标准的偏差。在这种情况下,专家证人的第二个作用可能是就是否护理标准的偏差可能是患者所称伤害的原因提供意见。专家证言的采信标准于1923年在[具体案件名称]中确定。该案件的裁决非常简单。它指出,如果专家意见所基于的科学技术在相关科学界 “被普遍接受” 为可靠,则该专家意见可被采信。该案件涉及测谎测试(1923年),当时测谎证据尚未被广泛接受。然而,法院认为科学界有足够的支持将该证据作为来自既定来源的证据予以采信。这被称为[弗莱伊标准名称]。在接下来的几十年里,[弗莱伊标准名称]成为证据采信的标准。它首先用于刑事案件,但在20世纪8年代,它被用于有毒侵权案件。经过几十年的使用,批评者抱怨说,随着科学原理变得更加复杂,它不再能够可靠地用作标准。这些抱怨、误解和批评导致了[达伯特标准名称]的产生。[达伯特标准名称]是一项关于专家证人证言可采性的证据规则。[达伯特标准名称]是一个已知的框架,审判法官可以通过该框架在专家证言提交给陪审团之前评估其可靠性和相关性。[弗莱伊标准名称]依靠科学界的专业知识来确定可靠性,而[达伯特标准名称]则依靠审判法院法官。虽然[弗莱伊标准名称]规定证据或证言必须被证明被该领域的大多数专家接受,但[达伯特标准名称]要求法官考虑多个因素,其中之一是所提供的证据是否与同行评审测试的证据一致。采用这一特定标准通过使审判法官成为科学证据可采性的把关人,为专家证言确立了一个基准。这很重要,因为它旨在限制伪科学或不可靠证言的采信,而不是依赖专家的资质。联邦法院都遵循[达伯特标准名称]。州法院在这两者之间存在分歧,但倾向于添加自己的解释。简单地说,专家证言的可采性取决于管辖权。理解[弗莱伊标准名称]和[达伯特标准名称]之间的区别、它们具体的管辖权差异以及适用的判例法至关重要。首席大法官伦奎斯特著名地指出,[达伯特标准名称]的功能并没有给法院施加 “成为业余科学家的义务或权力”。然而,[达伯特标准名称]中缺少的是法官应该给予每个[达伯特标准名称]因素的权重,或者一个因素是否比另一个因素更重要。自1997年以来,在这方面所提到的只是大法官斯卡利亚在另一个案件中所说的一句话,“[达伯特标准名称]因素不是神圣不可侵犯的,在特定案件中不适用其中一个或另一个因素可能是不合理的,因此是滥用自由裁量权”。[达伯特标准名称]是每个联邦法院的标准。[弗莱伊标准名称]是大约八个州的标准 —— “大约” 是因为已知州立法机构会改变标准。采用[弗莱伊标准名称]的州通常在添加自己对该标准的解释的同时这样做。了解各州之间对这些解释的差异至关重要。与医疗疏忽相比,医疗干预有几种可能的结果:病情改善、恶化或保持不变。患者病情的恶化并不一定表明医疗疏忽。即使给予适当的护理和治疗,上述三种结果也是可能的。医疗疏忽不能仅仅从意外结果、不可接受的结果、未能治愈、未能康复或任何其他可能表明干预或护理缺乏成功的情况来确定。不良结果本身并不一定意味着医疗疏忽。同样,医疗失误本身,即使低于护理标准,可能没有造成损害,并且在医疗事故索赔中可能无法提起诉讼。民事案件中的举证责任与刑事案件不同。在民事案件中,原告必须以优势证据说服陪审团接受其立场。优势证据意味着至少51%。因此,在医疗疏忽案件中,陪审员必须确信原告提供的论点和证据作为所称伤害的近因比被告提供的论点和证据更合理。