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黑袍与白大褂:达伯特标准以及医学专家证人的医学和法律考量

Black Robes and White Coats: Daubert Standard and Medical and Legal Considerations for Medical Expert Witnesses.

作者信息

Pergolizzi Joseph, LeQuang Jo Ann K

机构信息

Pain Medicine, NEMA Research, Inc., Naples, USA.

Scientific Communications, NEMA Research, Inc., Naples, USA.

出版信息

Cureus. 2024 Sep 13;16(9):e69346. doi: 10.7759/cureus.69346. eCollection 2024 Sep.

Abstract

Expert testimony can play a pivotal role in a legal case involving a medical issue, but it is crucial that this testimony be scientifically sound. In the United States, the Frye Standard demanded that such expert medical testimony be "generally accepted," but it has been superseded by the more demanding Daubert Standard. Under Daubert, judges became "gatekeepers" as to what scientific material was admissible in court and what might be dismissed as junk science. While a vast improvement over Frye, the Daubert Standard still faces its own problems. Judges usually lack scientific and medical expertise and sometimes have to do their own medical research to be able to evaluate the experts and their testimony. Expert witnesses can be subjected to an adversarial Daubert challenge, even during trial, to establish their credentials and the evidence they are reporting. About half of all judges have had no formal education in handling scientific evidence, but 91% felt comfortable in their gatekeeper role. Considerations for expert witnesses include training or coaching, familiarity with the entire case and courtroom procedures, and an ability to not just know the evidence but to be able to communicate it effectively to a lay audience (jury). Some countries have pioneered a concurrent testimony approach in complex cases, whereby experts argue the evidence of the case under oath before a judge in advance of the trial to determine where there are points of agreement and where the main areas of contention reside. This process, colorfully called "hot tubbing," is aimed at a more conciliatory approach to reaching compromises. Nevertheless, bias still can result even in hot-tubbing cases, and more research is needed to better understand the nature of jury bias and how it can affect jury decisions in complex medical cases.

摘要

专家证言在涉及医学问题的法律案件中可以发挥关键作用,但至关重要的是,这种证言必须在科学上站得住脚。在美国,弗莱标准要求此类专家医学证言应“被普遍接受”,但它已被要求更高的达伯特标准所取代。根据达伯特标准,法官成为了法庭上可采信何种科学材料以及何种材料可能被当作伪科学予以驳回的“把关人”。尽管比弗莱标准有了巨大改进,但达伯特标准仍面临自身的问题。法官通常缺乏科学和医学专业知识,有时不得不自行开展医学研究,以便能够评估专家及其证言。即使在审判期间,专家证人也可能会面临对抗性的达伯特质疑,以确立他们的资质以及他们所报告的证据。大约一半的法官没有处理科学证据的正规教育,但91%的法官对自己的把关人角色感到得心应手。对专家证人的考量包括培训或指导、熟悉整个案件和法庭程序,以及不仅要了解证据,还要能够有效地向普通听众(陪审团)传达证据的能力。一些国家在复杂案件中开创了一种并行证言的方法,即专家在审判前在法官面前宣誓就案件证据进行辩论,以确定哪些是达成一致的要点,哪些是主要争议领域。这个过程,色彩斑斓地被称为“一起泡澡”,旨在采取一种更和解的方法来达成妥协。然而,即使在“一起泡澡”的案件中仍然可能产生偏见,需要更多的研究来更好地理解陪审团偏见的本质以及它如何影响复杂医疗案件中的陪审团裁决。

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本文引用的文献

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