Wildlife Conservation Society, Marine Programs, Bronx, NY, 10460, U.S.A.
Wildlife Conservation Society, Coral Reef Conservation Program, Mombasa, Kenya.
Conserv Biol. 2019 Aug;33(4):917-929. doi: 10.1111/cobi.13258. Epub 2019 Feb 5.
Common-pool governance principles are becoming increasingly important tools for natural resource management with communities and comanagement arrangements. Effectiveness of these principles depends on variability in agreements, trust, and adherence to institutional norms. We evaluated heterogeneity in governance principles by asking 449 people in 30 fishing communities in 4 East African countries to rate their effectiveness. The influences of individuals, their membership and role in stakeholder community groups, leadership, community, and country were tested. The membership and role of people were not the main influence on their perceptions of the effectiveness of governance principles. Therefore, drawing conclusions about the effectiveness of specific principles would be difficult to make independent of the individuals asked. More critical were individuals' nationalities and their associations with the shared perceptions of a response-group's effectiveness of each principle. Perceptions of effectiveness differed strongly by country, and respondents from poor nations (Madagascar and Mozambique) were more cohesiveness but had fewer and weaker between-community conflict-resolution mechanisms. Overall, group identity, group autonomy, decision-making process, and conflict resolution principles were perceived to be most effective and likely to be enforced by repeated low-cost intragroup activities. Graduated sanctions, cost-benefit sharing, and monitoring resource users, fisheries, and ecology were the least scaled principles and less affordable via local control. We suggest these 2 groups of principles form independently and, as economies develop and natural resources become limiting, sustainability increasingly depends on the later principles. Therefore, management effectiveness in resource-limited situations depends on distributing power, skills, and costs beyond fishing communities to insure conservation needs are met.
共有资源治理原则正成为社区和共管安排下自然资源管理的重要工具。这些原则的有效性取决于协议、信任和对制度规范的遵守程度的变化。我们通过询问 4 个东非国家 30 个渔业社区的 449 人,对其有效性进行评分,从而评估治理原则的异质性。测试了个人、其在利益相关者社区群体中的成员身份和角色、领导力、社区和国家的影响。个人的成员身份和角色并不是他们对治理原则有效性看法的主要影响因素。因此,很难在不考虑被询问的个人的情况下,对特定原则的有效性得出结论。更关键的是个人的国籍以及他们与共享的回应群体对每项原则有效性的看法的联系。对有效性的看法因国家而异,来自贫穷国家(马达加斯加和莫桑比克)的受访者凝聚力更强,但解决社区间冲突的机制更少且更弱。总体而言,有效性感知最强的是群体认同、群体自治、决策过程和冲突解决原则,而且这些原则很可能通过反复进行低成本的群体内部活动得到执行。分级制裁、成本效益分担以及监测资源使用者、渔业和生态系统是最不受重视的原则,而且通过地方控制来实现这些原则的成本效益不高。我们建议这两组原则独立形成,随着经济的发展和自然资源的限制,可持续性越来越依赖于后期的原则。因此,在资源有限的情况下,管理效果取决于将权力、技能和成本分配到渔业社区之外,以确保满足保护需求。