Department of Epidemiology and Biostatistics, School of Population Health, University of Auckland, Auckland, New Zealand.
Department of Epidemiology and Biostatistics, School of Population Health, University of Auckland, Auckland, New Zealand.
Cancer Epidemiol. 2019 Feb;58:178-183. doi: 10.1016/j.canep.2018.12.005.
A requirement for consent for inclusion may bias the results from a clinical registry. This study gives a direct measure of this bias, based on a population-based clinical breast cancer registry where the requirement for consent was removed after further ethical review and data could be re-analysed.
In Auckland, New Zealand, the population-based clinical breast cancer registry required written patient consent for inclusion from 2000-2012. A subsequent ethical review removed this requirement and allowed an analysis of consented and non-consented patients. Kaplan-Meier survival to 10 years (mean follow-up 5.1 years, maximum 13.9 years), demographic and clinical characteristics were compared. Of 9244 women with invasive cancer, 926 (10.4%) were not consented, and of 1642 women with ductal carcinoma in situ, 245 (14.9%) were not consented.
Survival was much higher for consenting patients; invasive cancer, 5 year survival 83.2% (95% confidence limits 82.2-84.1%) for consenting patients, 57.1% (53.0-60.9%) for non-consenting, and 80.8% in all patients. Analyses based only on consenting patients overestimate survival in all patients by around 2% at 2, 5, and 10 years. Non-consented patients were older, more often of Pacific ethnicity, had fewer screen-detected cancers, and more often had metastatic disease; they less frequently had primary surgery or systemic treatments.
Data from a registry requiring active consent gives an upward bias in survival results, as non-consenting patients have more extensive disease, less treatment, and lower survival. To give unbiased results active consent should be not required in a clinical cancer registry.
临床注册研究要求纳入患者知情同意可能会导致研究结果产生偏倚。本研究通过一个基于人群的临床乳腺癌注册研究直接评估了这种偏倚,该注册研究在进一步伦理审查后取消了纳入患者知情同意的要求,且数据可重新分析。
在新西兰奥克兰,基于人群的临床乳腺癌注册研究要求从 2000 年至 2012 年期间,患者签署书面同意书方可纳入研究。随后的伦理审查取消了这一要求,并允许对同意和不同意的患者进行分析。通过 Kaplan-Meier 生存分析(随访时间 5.1 年,最长 13.9 年)比较两组患者的 10 年生存率(中位随访时间 5.1 年,最长 13.9 年)、人口统计学和临床特征。在 9244 例浸润性乳腺癌患者中,926 例(10.4%)未签署知情同意书,在 1642 例导管原位癌患者中,245 例(14.9%)未签署知情同意书。
同意患者的生存情况明显优于不同意患者;浸润性乳腺癌患者中,同意组患者的 5 年生存率为 83.2%(95%置信区间 82.2-84.1%),不同意组为 57.1%(53.0-60.9%),所有患者的生存率为 80.8%。仅基于同意组患者的分析会导致所有患者的生存结果高估,在 2、5 和 10 年时分别高估约 2%。不同意组患者年龄较大,更多为太平洋岛裔,筛检发现的癌症比例较低,远处转移的比例较高,且较少接受原发性手术或全身治疗。
需要患者主动同意纳入的注册研究数据会导致生存结果向上偏倚,因为不同意纳入的患者疾病更广泛,治疗更少,生存率更低。为了获得无偏倚的结果,临床癌症注册研究不应要求主动同意。