Horbach S P J M, Halffman W
1Institute for Science in Society, Faculty of Science, Radboud University, P.O. box 9010, 6500 GL Nijmegen, The Netherlands.
2Centre for Science and Technology Studies (CWTS), Faculty of Social Sciences, Leiden University, Wassenaarseweg 62A, 2333 AL Leiden, The Netherlands.
Scientometrics. 2019;118(1):339-373. doi: 10.1007/s11192-018-2969-2. Epub 2018 Nov 29.
There is a mounting worry about erroneous and outright fraudulent research that gets published in the scientific literature. Although peer review's ability to filter out such publications is contentious, several peer review innovations attempt to do just that. However, there is very little systematic evidence documenting the ability of different review procedures to flag problematic publications. In this article, we use survey data on peer review in a wide range of journals to compare the retraction rates of specific review procedures, using the Retraction Watch database. We were able to identify which peer review procedures were used since 2000 for 361 journals, publishing a total of 833,172 articles, of which 670 were retracted. After addressing the dual character of retractions, signalling both a failure to identify problems prior to publication, but also the willingness to correct mistakes, we empirically assess review procedures. With considerable conceptual caveats, we were able to identify peer review procedures that seem able to detect problematic research better than others. Results were verified for disciplinary differences and variation between reasons for retraction. This leads to informed recommendations for journal editors about strengths and weaknesses of specific peer review procedures, allowing them to select review procedures that address issues most relevant to their field.
人们越来越担心发表在科学文献中的错误及彻头彻尾的欺诈性研究。尽管同行评审筛选出此类出版物的能力存在争议,但有几项同行评审创新举措试图做到这一点。然而,几乎没有系统的证据记录不同评审程序标记有问题出版物的能力。在本文中,我们利用一系列期刊同行评审的调查数据,借助“撤稿观察”数据库比较特定评审程序的撤稿率。我们能够确定自2000年以来361种期刊所采用的同行评审程序,这些期刊共发表了833,172篇文章,其中670篇被撤稿。在处理撤稿的双重性质后,撤稿既表明在发表前未能识别问题,也表明愿意纠正错误,我们对评审程序进行了实证评估。尽管存在相当多的概念性警告,但我们能够识别出似乎比其他程序更能检测出有问题研究的同行评审程序。针对学科差异和撤稿原因的变化对结果进行了验证。这为期刊编辑提供了关于特定同行评审程序优缺点的明智建议,使他们能够选择能够解决与其领域最相关问题的评审程序。