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NICE(英国国家卫生与临床优化研究所):在保密中的评估——对英国国家卫生与临床优化研究所单一技术评估中掩盖保密信息的做法。

NICE, in Confidence: An Assessment of Redaction to Obscure Confidential Information in Single Technology Appraisals by the National Institute for Health and Care Excellence.

机构信息

Delta Hat, 212 Tamworth Road, Nottingham, NG10 3GS, UK.

York Health Economics Consortium, University of York, York, UK.

出版信息

Pharmacoeconomics. 2019 Nov;37(11):1383-1390. doi: 10.1007/s40273-019-00818-0.

Abstract

INTRODUCTION

Health technology assessment (HTA) aims to provide a transparent framework within which normative judgements can be applied for decision making. Such transparency enables the public to understand the rationale for decision making, but conflicts with companies being able to offer commercially sensitive discounts. We investigated how to balance these conflicting ideals.

METHODS

National Institute for Health and Care Excellence (NICE) submissions were reviewed for products with an approved, simple Patient Access Scheme (PAS) discount. The approach to censoring was noted (e.g. total cost and clinical outcomes redacted). Submissions were then assessed for transparency (i.e. whether the decision appeared justifiable given the available information) and confidentiality (i.e. whether the PAS discount could be 'back calculated').

RESULTS

One hundred and eighteen products have an approved commercial arrangement, of which 110 have simple PAS discounts considered within the NICE Single Technology Appraisal programme. A definitive incremental cost-effectiveness ratio was presented within final NICE guidance in only 20 appraisals. Documentation for seven appraisals allowed for the straightforward 'back calculation' of PAS discounts. Furthermore, a large amount of information was censored as academic-in-confidence and remains so many years later.

CONCLUSION

Appropriate redaction ensures discounts remain confidential, yet maintains the transparency of the HTA decisions made. Complete redaction does not allow for transparent, justifiable decision making. However, redacting 'enough' information to preclude direct estimation of discounts provides a means of maintaining both transparency and confidentiality. This study demonstrates a lack of consensus regarding presentation of results, and the importance of appropriate redaction.

摘要

简介

卫生技术评估(HTA)旨在提供一个透明的框架,在这个框架内可以对规范判断进行应用,以做出决策。这种透明度使公众能够理解决策的基本原理,但与公司能够提供商业敏感折扣的目标相冲突。我们研究了如何平衡这些相互冲突的理想。

方法

审查了具有已批准的简单患者准入计划(PAS)折扣的产品的国家卫生与保健卓越研究所(NICE)提交材料。注意到了(例如,全部成本和临床结果被删节)的删节方法。然后,根据透明度(即根据可用信息,该决定是否合理)和保密性(即 PAS 折扣是否可以“回溯计算”)对提交材料进行了评估。

结果

有 118 种产品具有已批准的商业安排,其中 110 种产品在 NICE 单一技术评估计划中考虑了简单的 PAS 折扣。在最终的 NICE 指南中,只有 20 次评估提出了明确的增量成本效益比。有 7 次评估的文件允许对 PAS 折扣进行简单的“回溯计算”。此外,大量信息被删节为学术保密信息,多年后仍然如此。

结论

适当的删节可确保折扣保密,同时保持 HTA 决策的透明度。完全删节不允许进行透明、合理的决策。但是,删节“足够”的信息以排除对折扣的直接估计,为同时保持透明度和保密性提供了一种手段。本研究表明,对于结果的呈现方式缺乏共识,以及适当删节的重要性。

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