Univ. Bordeaux, Inserm, Bordeaux Population Health Research Center, UMR 1219, CHU Bordeaux, CIC 1401, EUCLID/F-CRIN Clinical Trials Platform, F-33000, Bordeaux, France.
The Alliance for International Medical Action, Alima, B.P.15530, Dakar, Sénégal.
Trials. 2019 Jul 11;20(1):422. doi: 10.1186/s13063-019-3487-0.
Enrolling participants in clinical trials can be challenging, especially with respect to prophylactic vaccine trials. The vaccination of study personnel in Ebola vaccine trials during the 2014-2016 epidemic played a crucial role in inspiring trust and facilitating volunteer enrollment. We evaluated the ethical and methodological considerations as they applied to an ongoing phase 2 randomized prophylactic Ebola vaccine trial that enrolled healthy volunteers in Guinea, Liberia, Sierra Leone, and Mali in a non-epidemic context.
On the assumption that the personnel on site involved in executing the protocol, as well as community mobilizers (not involved in the on-site procedures), might also volunteer to enter the trial, we considered both ethical and methodological considerations to set clear rules that can be shared a priori with these persons. We reviewed the scientific and gray literature to identify relevant references and then conducted an analysis of the ethical and methodological considerations.
There are currently no regulations preventing a clinical investigator or site staff from participating in a trial. However, the enrollment of personnel raises the risk of undue influence and challenges the basic ethical principle of voluntary participation. The confidentiality of personal medical information, such as HIV test results, may also be difficult to ensure among personnel. There is a risk of disruption of trial operations due to the potential absence of the personnel for their commitment as trial participants, and there is also a potential for introducing differential behavior of on-site staff as they obtain access to accumulating information during the trial (e.g., the incidence of adverse events). Blinding could be jeopardized, given knowledge of product-specific adverse event profiles and the proximity to unblinded site staff. These aspects were considered more relevant for on-site staff than for community mobilizers, who have limited contact with site staff.
In a non-epidemic context, ethical and methodological considerations limit the collective benefit of enrolling site staff in a vaccine trial. These considerations do not apply to community mobilizers, whose potential enrollment should be considered as long as they meet the inclusion criteria and they are not exposed to any form of coercion.
招募参与者参与临床试验可能具有挑战性,尤其是在预防性疫苗试验方面。在 2014-2016 年埃博拉疫情期间,在埃博拉疫苗试验中为研究人员接种疫苗对于激发信任和促进志愿者招募起到了至关重要的作用。我们评估了在非疫情背景下,在几内亚、利比里亚、塞拉利昂和马里正在进行的 2 期随机预防性埃博拉疫苗试验中应用的伦理和方法学考虑因素,该试验招募了健康志愿者。
假设参与执行方案的现场人员以及社区动员者(不参与现场程序)也可能自愿参加试验,我们考虑了伦理和方法学方面的考虑因素,以便与这些人员预先分享明确的规则。我们查阅了科学和灰色文献,以确定相关参考文献,然后对伦理和方法学方面的考虑因素进行了分析。
目前没有法规禁止临床研究者或现场工作人员参与试验。但是,人员的招募增加了不当影响的风险,并挑战了自愿参与的基本伦理原则。个人医疗信息(例如 HIV 检测结果)的保密性在人员中也可能难以保证。由于试验参与者的承诺,可能会出现试验操作中断的风险,而且现场工作人员在试验期间获得累积信息时也可能存在不同的行为(例如,不良事件的发生率)。鉴于对特定产品的不良事件概况的了解以及与未盲现场工作人员的接近程度,可能会危及盲法。这些方面对于现场工作人员比社区动员者更为相关,因为社区动员者与现场工作人员的接触有限。
在非疫情背景下,伦理和方法学方面的考虑因素限制了招募现场工作人员参与疫苗试验的集体利益。这些考虑因素不适用于社区动员者,只要他们符合纳入标准且不受任何形式的胁迫,就应考虑他们的潜在参与。