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用于旋转机械状态监测与故障检测的深度卷积神经网络及其对理解机器特性的贡献。

DCNN for condition monitoring and fault detection in rotating machines and its contribution to the understanding of machine nature.

作者信息

González-Muñiz Ana, Díaz Ignacio, Cuadrado Abel A

机构信息

Electrical Engineering Dept., University of Oviedo, Edif. Dept., Campus de Viesques s/n, 33204, Gijón, Spain.

出版信息

Heliyon. 2020 Feb 14;6(2):e03395. doi: 10.1016/j.heliyon.2020.e03395. eCollection 2020 Feb.

Abstract

Rotating machines are critical equipment in many processes, and failures in their operation can have serious implications. Consequently, fault detection in rotating machines has been widely investigated. Conventional detection systems include two blocks: feature extraction and classification. These systems are based on manually engineered features (ball pass frequencies, RMS value, kurtosis, crest factor, etc.) and therefore require a high level of human expertise (it is a human who designs and selects the most appropriate set of features to perform the classification). Instead, we propose a system for condition monitoring and fault detection in rotating machines based on a 1-D deep convolutional neural network (1D DCNN), which merges the tasks of feature extraction and classification into a single learning body. The proposed system has been designed for use on a rotating machine with seven possible operating states and it proves to be able to determine the operating condition of the machine almost as accurately as conventional feature-engineered classifiers, but without the need for prior knowledge of the machine. The proposed system has also reported good classification on a bearing fault dataset from another machine, thus demonstrating its capability to monitor the condition of different machines. Finally, the analysis of the features learned by the deep model has revealed valuable and previously unknown machine information, such as the rotational speed of the machine or the number of balls in the bearings. In this way, our results illustrate not only the good performance of CNNs, but also their versatility and the valuable information they could provide about the monitored machine.

摘要

旋转机械是许多工艺流程中的关键设备,其运行故障可能会产生严重影响。因此,旋转机械的故障检测受到了广泛研究。传统的检测系统包括两个模块:特征提取和分类。这些系统基于人工设计的特征(滚珠通过频率、均方根值、峰度、波峰因数等),因此需要高水平的专业知识(由人工来设计和选择最合适的特征集以进行分类)。相反,我们提出了一种基于一维深度卷积神经网络(1D DCNN)的旋转机械状态监测与故障检测系统,该系统将特征提取和分类任务合并为一个单一的学习主体。所提出的系统设计用于具有七种可能运行状态的旋转机械,并且事实证明它能够几乎与传统的特征工程分类器一样准确地确定机器的运行状态,但无需机器的先验知识。所提出的系统在来自另一台机器的轴承故障数据集上也报告了良好的分类结果,从而证明了其监测不同机器状态的能力。最后,对深度模型学习到的特征进行分析,揭示了有价值且以前未知的机器信息,例如机器的转速或轴承中的滚珠数量。通过这种方式,我们的结果不仅说明了卷积神经网络的良好性能,还展示了它们的通用性以及它们可以提供的有关被监测机器的有价值信息。

https://cdn.ncbi.nlm.nih.gov/pmc/blobs/2455/7026294/8890fef19f37/gr001.jpg

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