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《欧洲通用数据保护条例》(GDPR)对欧盟候选国健康数据管理的影响:以塞尔维亚为例

Impact of the European General Data Protection Regulation (GDPR) on Health Data Management in a European Union Candidate Country: A Case Study of Serbia.

作者信息

Marovic Branko, Curcin Vasa

机构信息

Computer Centre, University of Belgrade, Belgrade, Serbia.

School of Population Health and Environmental Sciences, King's College London, London, United Kingdom.

出版信息

JMIR Med Inform. 2020 Apr 17;8(4):e14604. doi: 10.2196/14604.

Abstract

As of May 2018, all relevant institutions within member countries of the European Economic Area are required to comply with the European General Data Protection Regulation (GDPR) or face significant fines. This regulation has also had a notable effect on the European Union (EU) candidate countries, which are undergoing the process of harmonizing their legislature with the EU as part of the accession process. The Republic of Serbia is an example of such a candidate country, and its 2018 Personal Data Protection Act mirrors the majority of provisions in the GDPR. This paper presents the impact of the GDPR on health data management and Serbia's capability to conduct international health data research projects. Data protection incidents reported in Serbia are explored to identify common underlying causes using a novel taxonomy of contributing factors across aspects and health system levels. The GDPR has an extraterritorial application for the non-EU data controllers who process the data of EU citizens and residents, which mainly affects private practices used by medical tourists from the EU, public health care institutions frequented by foreigners, as well as expatriates, dual citizens, tourists, and other visitors. Serbia generally does not have well-established procedures to support international research collaborations around its health data. For smaller projects, contractual arrangements can be made with health data providers and their ethics committees. Even then, organizations that have not previously participated in similar ventures may require approval or support from health authorities. Extensive studies that involve multisite data typically require the support of central health system institutions and relevant research data aggregators or electronic health record vendors. The lack of a framework for preparation, anonymization, and assurance of privacy preservation forces researchers to rely heavily on local expertise and support. Given the current limitation and potential issues with the legislation, it remains to be seen whether the move toward the GDPR will be beneficial for the Serbian health system, medical research, protection of personal data and privacy rights, and research capacity. Although significant progress has been made so far, a strategic approach is needed at the national level to address insufficient resources in the area of data protection and develop the personal data protection environment further. This will also require a targeted educational effort among health workers and decision makers, aiming to improve awareness and develop skills and knowledge necessary for the workforce.

摘要

截至2018年5月,欧洲经济区成员国境内的所有相关机构都必须遵守《欧洲通用数据保护条例》(GDPR),否则将面临巨额罚款。该条例对欧盟候选国家也产生了显著影响,这些国家正在将其立法与欧盟协调一致,作为加入欧盟进程的一部分。塞尔维亚共和国就是这样一个候选国家的例子,其2018年的《个人数据保护法》反映了GDPR中的大部分条款。本文介绍了GDPR对健康数据管理的影响以及塞尔维亚开展国际健康数据研究项目的能力。通过对塞尔维亚报告的数据保护事件进行探索,利用跨方面和卫生系统层面的新的影响因素分类法来确定常见的潜在原因。GDPR对处理欧盟公民和居民数据的非欧盟数据控制者具有域外适用性,这主要影响到来自欧盟的医疗游客使用的私人诊所、外国人常去的公共医疗机构,以及侨民、双重国籍者、游客和其他访客。塞尔维亚总体上没有完善的程序来支持围绕其健康数据开展的国际研究合作。对于较小的项目,可以与健康数据提供者及其伦理委员会达成合同安排。即便如此,以前未参与过类似项目的组织可能需要获得卫生当局的批准或支持。涉及多地点数据的广泛研究通常需要中央卫生系统机构以及相关研究数据聚合商或电子健康记录供应商的支持。缺乏数据准备、匿名化和隐私保护保证的框架迫使研究人员严重依赖当地的专业知识和支持。鉴于当前立法的局限性和潜在问题,向GDPR的转变对塞尔维亚卫生系统、医学研究、个人数据和隐私权保护以及研究能力是否有益仍有待观察。尽管到目前为止已经取得了重大进展,但仍需要在国家层面采取战略方法来解决数据保护领域资源不足的问题,并进一步发展个人数据保护环境。这还需要在卫生工作者和决策者中开展有针对性的教育工作,旨在提高认识并培养劳动力所需的技能和知识。

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