Department of Biotechnology, Delft University of Technology, Delft, The Netherlands.
Risk Anal. 2020 Aug;40(8):1632-1644. doi: 10.1111/risa.13501. Epub 2020 May 18.
Advanced gene editing techniques such as Clustered Regularly Interspaced Short Palindromic Repeat (CRISPR)/Cas have increased the pace of developments in the field of industrial biotechnology. Such techniques imply new possibilities when working with living organisms, possibly leading to uncertain risks. In the Netherlands, current policy fails to address these uncertain risks because risk classification is determined process-wise (i.e., genetically modified organism [GMO] and non-GMO), there is a strong focus on quantifiable risks, and the linearity within current governance (science-policy-society) hinders iterative communication between stakeholders, leaving limited room to anticipate uncertainties at an early stage of development. A suggested concept to overcome these shortcomings is the Safe-by-Design (SbD) approach, which, theoretically, allows stakeholders to iteratively incorporate safety measures throughout a technology's development process, creating a dynamic environment for the anticipation of uncertain risks. Although this concept originates from chemical engineering and is already widely applied in nanotechnology, for the field of biotechnology, there is no agreed upon definition yet. To explore the possibilities of SbD for future governance of biotechnology, we should gain insight in how various stakeholders perceive notions of risk, safety, and inherent safety, and what this implies for the applicability of SbD for risk governance concerning industrial biotechnology. Our empirical research reveals three main themes: (1) diverging expectations with regard to safety and risks, and to establish an acceptable level of risk; (2) different applications of SbD and inherent safety, namely, product- and process-wise; and (3) unclarity in allocating responsibilities to stakeholders in the development process of a biotechnology and within society.
先进的基因编辑技术,如规律成簇间隔短回文重复(CRISPR)/Cas,加快了工业生物技术领域的发展步伐。这些技术在处理生物体时带来了新的可能性,可能导致不确定的风险。在荷兰,现行政策未能解决这些不确定的风险,因为风险分类是一个程序性的过程(即转基因生物[GMO]和非转基因生物),重点是量化风险,以及当前治理(科学-政策-社会)的线性阻碍了利益相关者之间的迭代沟通,在发展的早期阶段,几乎没有预测不确定性的空间。克服这些缺点的一个建议概念是安全设计(SbD)方法,从理论上讲,它允许利益相关者在技术开发过程中迭代地纳入安全措施,为预测不确定风险创造一个动态的环境。尽管这个概念起源于化学工程,并且已经在纳米技术中得到广泛应用,但生物技术领域还没有一个商定的定义。为了探索 SbD 在未来生物技术治理中的可能性,我们应该深入了解各个利益相关者如何看待风险、安全和固有安全性的概念,以及这对 SbD 在工业生物技术风险治理中的适用性意味着什么。我们的实证研究揭示了三个主要主题:(1)对安全和风险的期望存在分歧,并确定可接受的风险水平;(2)SbD 和固有安全性的不同应用,即产品和过程方面;(3)在生物技术开发过程中和社会中,利益相关者的责任分配不明确。