School of Health Systems Studies, Tata Institute of Social Sciences, Mumbai, India.
Division of Health Policy and Systems, University of Cape Town, Cape Town, South Africa.
Int J Health Policy Manag. 2021 Jul 1;10(7):376-387. doi: 10.34172/ijhpm.2020.206.
In this study, we use the case of medical doctors in the public health system in rural India to illustrate the nuances of how and why gaps in policy implementation occur at the frontline. Drawing on Lipsky's Street Level Bureaucracy (SLB) theory, we consider doctors not as mechanical implementors of policies, but as having agency to implement modified policies that are better suited to their contexts.
We collected data from primary care doctors who worked in the public health system in rural Maharashtra, India between April and September 2018 (including 21 facility visits, 29 in depth interviews and several informal discussions). We first sorted the data inductively into themes. Then we used the SLB theoretical framework to categorise and visualise relationships between the extracted themes and deepen the analysis.
Doctors reported facing several constraints in the implementation of primary care- including the lack of resources, the top-down imposition of programs that were not meaningful to them, limited support from the organization to improve processes as well as professional disinterest in their assigned roles. In response to these constraints, many doctors 'routinized' care, and became resigned and risk-averse. Most doctors felt a deep loss of professional identity, and accepted this loss as an inevitable part of a public sector job. Such attitudes and behaviours were not conducive to the delivery of good primary care.
This study adds to empirical literature on doctors as Street Level Bureaucrats in lower and middle income countries. Doctors from these settings have often been blamed for not living up to their professional standards and implementing policies with rigour. This study highlights that doctors' behaviours in these settings are ways through which they 'cope' with their loss of professional identity and organizational constraints; and highlights the need for appropriate interventions to counter their weak motivation.
本研究以印度农村公共卫生系统中的医务人员为例,说明政策执行在一线出现差距的原因和方式。本研究借鉴利普斯基的“街面官僚”(SLB)理论,认为医生并非政策的机械执行者,他们有权力实施更符合自身实际情况的调整政策。
我们收集了 2018 年 4 月至 9 月期间在印度马哈拉施特拉邦农村地区从事公共卫生系统工作的初级保健医生的数据(包括 21 次实地考察、29 次深度访谈和几次非正式讨论)。我们首先对数据进行了归纳主题分类,然后使用 SLB 理论框架对提取的主题进行分类和可视化,以深化分析。
医生报告在实施初级保健方面面临多项制约,包括资源匮乏、对他们来说无意义的自上而下推行的项目、组织对改进流程的支持有限以及对指定角色缺乏职业兴趣。为了应对这些制约,许多医生“常规化”了护理,并变得听天由命和规避风险。大多数医生深感职业认同感丧失,并将这种损失视为公共部门工作不可避免的一部分。这些态度和行为不利于提供良好的初级保健服务。
本研究补充了关于中低收入国家医生作为“街面官僚”的实证文献。这些环境中的医生经常因未能达到专业标准和严格执行政策而受到指责。本研究强调,这些环境中医生的行为是他们应对职业认同感丧失和组织制约的方式;并强调需要采取适当的干预措施来克服他们较弱的动机。