Political Science, Brown University, Providence, RI 02912.
Political Science, Pennsylvania State University, University Park, PA 16802;
Proc Natl Acad Sci U S A. 2020 Dec 1;117(48):30014-30021. doi: 10.1073/pnas.2012021117. Epub 2020 Nov 23.
In 1966, Henry Beecher published his foundational paper "Ethics and Clinical Research," bringing to light unethical experiments that were routinely being conducted by leading universities and government agencies. A common theme was the lack of voluntary consent. Research regulations surrounding laboratory experiments flourished after his work. More than half a century later, we seek to follow in his footsteps and identify a new domain of risk to the public: certain types of field experiments. The nature of experimental research has changed greatly since the Belmont Report. Due in part to technological advances including social media, experimenters now target and affect whole societies, releasing interventions into a living public, often without sufficient review or controls. A large number of social science field experiments do not reflect compliance with current ethical and legal requirements that govern research with human participants. Real-world interventions are being conducted without consent or notice to the public they affect. Follow-ups and debriefing are routinely not being undertaken with the populations that experimenters injure. Importantly, even when ethical research guidelines are followed, researchers are following principles developed for experiments in controlled settings, with little assessment or protection for the wider societies within which individuals are embedded. We strive to improve the ethics of future work by advocating the creation of new norms, illustrating classes of field experiments where scholars do not appear to have recognized the ways such research circumvents ethical standards by putting people, including those outside the manipulated group, into harm's way.
1966 年,Henry Beecher 发表了具有开创性的论文《伦理与临床研究》,揭露了一些常由顶尖大学和政府机构进行的不道德实验。一个共同的主题是缺乏自愿同意。在他的工作之后,实验室实验的研究规定蓬勃发展。半个多世纪后,我们试图效仿他的脚步,发现公众面临的一个新的风险领域:某些类型的现场实验。自《贝尔蒙报告》以来,实验研究的性质发生了很大变化。部分由于包括社交媒体在内的技术进步,实验者现在将目标对准并影响整个社会,将干预措施引入到现实生活中的公众中,而通常没有进行充分的审查或控制。大量的社会科学现场实验并没有反映出对当前管理人类参与者研究的伦理和法律要求的遵守。现实世界的干预措施在没有征得公众同意或通知他们的情况下进行。实验者伤害的人群通常没有进行随访和汇报。重要的是,即使遵循了伦理研究准则,研究人员也在遵循针对受控环境中的实验制定的原则,而很少对个人所处的更广泛的社会进行评估或保护。我们通过倡导制定新规范来努力改进未来工作的伦理,举例说明了一类现场实验,学者们似乎没有认识到这种研究通过将人置于危险之中(包括被操纵群体之外的人)来规避伦理标准的方式。