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多层次影响下六个国家的弹性医疗保健:一项国际比较研究方案。

Multilevel influences on resilient healthcare in six countries: an international comparative study protocol.

机构信息

School of Health Sciences, City, University of London, London, UK.

SHARE-Centre for Resilience in Healthcare, Faculty of Health Sciences, University of Stavanger, Stavanger, Norway.

出版信息

BMJ Open. 2020 Dec 4;10(12):e039158. doi: 10.1136/bmjopen-2020-039158.

Abstract

INTRODUCTION

Resilient healthcare (RHC) is an emerging area of theory and applied research to understand how healthcare organisations cope with the dynamic, variable and demanding environments in which they operate, based on insights from complexity and systems theory. Understanding adaptive capacity has been a focus of RHC studies. Previous studies clearly show why adaptations are necessary and document the successful adaptive actions taken by clinicians. To our knowledge, however, no studies have thus far compared RHC across different teams and countries. There are gaps in the research knowledge related to the multilevel nature of resilience across healthcare systems and the team-based nature of adaptive capacity.This cross-country comparative study therefore aims to add knowledge of how resilience is enabled in diverse healthcare systems by examining adaptive capacity in hospital teams in six countries. The study will identify how team, organisational and national healthcare system factors support or hinder the ability of teams to adapt to variability and change. Findings from this study are anticipated to provide insights to inform the design of RHC systems by considering how macro-level and meso-level structures support adaptive capacity at the micro-level, and to develop guidance for organisations and policymakers.

METHODS AND ANALYSIS

The study will employ a multiple comparative case study design of teams nested within hospitals, in turn embedded within six countries: Australia, Japan, the Netherlands, Norway, Switzerland and the UK. The design will be based on the Adaptive Teams Framework placing adaptive teams at the centre of the healthcare system with layers of environmental, organisational and system level factors shaping adaptive capacity. In each of the six countries, a focused mapping of the macro-level features of the healthcare system will be undertaken by using documentary sources and interviews with key informants operating at the macro-level.A sampling framework will be developed to select two hospitals in each country to ensure variability based on size, location and teaching status. Four teams will be selected in each hospital-one each of a structural, hybrid, responsive and coordinating team. A total of eight teams will be studied in each country, creating a total sample of 48 teams. Data collection methods will be observations, interviews and document analysis. Within-case analysis will be conducted according to a standardised template using a combination of deductive and inductive qualitative coding, and cross-case analysis will be conducted drawing on the Qualitative Comparative Analysis framework.

ETHICS AND DISSEMINATION

The overall Resilience in Healthcare research programme of which this study is a part has been granted ethical approval by the Norwegian Centre for Research Data (Ref. No. 8643334 and Ref. No. 478838). Ethical approval will also be sought in each country involved in the study according to their respective regulatory procedures. Country-specific reports of study outcomes will be produced for dissemination online. A collection of case study summaries will be made freely available, translated into multiple languages. Brief policy communications will be produced to inform policymakers and regulators about the study results and to facilitate translation into practice. Academic dissemination will occur through publication in journals specialising in health services research. Findings will be presented at academic, policy and practitioner conferences, including the annual RHC Network meeting and other healthcare quality and safety conferences. Presentations at practitioner and academic conferences will include workshops to translate the findings into practice and influence quality and safety programmes internationally.

摘要

简介

弹性医疗保健(RHC)是一个新兴的理论和应用研究领域,旨在基于复杂性和系统理论的见解,了解医疗保健组织如何应对其运营所处的动态、多变和高要求的环境。理解适应能力一直是 RHC 研究的重点。先前的研究清楚地表明了为什么需要适应,以及记录了临床医生采取的成功适应行动。然而,据我们所知,目前还没有研究比较过不同国家和团队的 RHC。与医疗保健系统的弹性的多层次性质以及基于团队的适应能力的性质有关的研究知识存在差距。因此,这项跨国比较研究旨在通过检查六个国家医院团队的适应能力,来增加对不同医疗保健系统中弹性是如何实现的认识。该研究将确定团队、组织和国家医疗保健系统因素如何支持或阻碍团队适应变异性和变化的能力。预计该研究的结果将为设计 RHC 系统提供信息,同时考虑宏观和中观层面的结构如何支持微观层面的适应能力,并为组织和政策制定者提供指导。

方法和分析

该研究将采用嵌套在医院内的团队的多案例比较研究设计,这些医院又嵌入在六个国家:澳大利亚、日本、荷兰、挪威、瑞士和英国。该设计将基于适应性团队框架,将适应性团队置于医疗保健系统的中心,环境、组织和系统层面的因素构成了适应能力的层次结构。在六个国家中的每一个国家,都将通过使用文件资料和采访宏观层面的主要信息提供者,对医疗系统的宏观层面特征进行重点映射。将制定抽样框架,以在每个国家选择两家医院,以确保根据规模、地点和教学状况进行变异性选择。每个医院将选择四个团队——一个结构型团队、一个混合型团队、一个响应型团队和一个协调型团队。每个国家将总共研究 8 个团队,总共 48 个团队。数据收集方法将包括观察、访谈和文件分析。将根据一个标准化模板进行案例内分析,使用演绎和归纳定性编码的组合,并根据定性比较分析框架进行跨案例分析。

伦理和传播

作为本研究的一部分的整体医疗保健弹性研究计划已获得挪威研究数据中心的伦理批准(编号为 8643334 和 478838)。根据各自的监管程序,也将在参与研究的每个国家获得研究的伦理批准。将为每个国家制作研究结果的特定国家报告,以在线发布。将制作案例研究摘要集,免费提供,并翻译成多种语言。将制作简短的政策沟通,以告知政策制定者和监管者研究结果,并促进其转化为实践。学术传播将通过在专门从事卫生服务研究的期刊上发表论文来实现。研究结果将在学术、政策和实践会议上提出,包括年度 RHC 网络会议和其他医疗保健质量和安全会议。在实践家和学者会议上的演讲将包括研讨会,以将研究结果转化为实践,并在国际上影响质量和安全计划。

https://cdn.ncbi.nlm.nih.gov/pmc/blobs/60f7/7722365/d161870bf74f/bmjopen-2020-039158f01.jpg

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