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语境均衡:一个新的概念,为在低收入和中等收入国家开展实施研究的伦理影响提供信息。

Contextual equipoise: a novel concept to inform ethical implications for implementation research in low-income and middle-income countries.

机构信息

Centre for Implementation Science, Department of Health Service and Population Research, King's College London, London, UK

Institute of Psychiatry, Psychology and Neuroscience, Centre for Global Mental Health, King's College London, London, UK.

出版信息

BMJ Glob Health. 2020 Dec;5(12). doi: 10.1136/bmjgh-2020-003456.

Abstract

The call for universal health coverage requires the urgent implementation and scale-up of interventions that are known to be effective, in resource-poor settings. Achieving this objective requires high-quality implementation research (IR) that evaluates the complex phenomenon of the influence of context on the ability to effectively deliver evidence-based practice. Nevertheless, IR for global health is failing to apply a robust, theoretically driven approach, leading to ethical concerns associated with research that is not methodologically sound.Inappropriate methods are often used in IR to address and report on context. This may result in a lack in understanding of how to effectively adapt the intervention to the new setting and a lack of clarity in conceptualising whether there is sufficient evidence to generalise findings from previous IR to a new setting, or if a randomised controlled trial (RCT) is needed. Some of the ethical issues arising from this shortcoming include poor-quality research that may needlessly expose vulnerable participants to research that has not been adapted to suit local needs and priorities, and the inappropriate use of RCTs that denies participants in the control arm access to treatment that is effective within the local context.To address these concerns, we propose a complementary approach to clinical equipoise for IR, known as We discuss challenges in the evaluation of context and also with assessing the certainty of evidence to justify an RCT. Finally, we describe methods that can be applied to improve the evaluation and reporting of context and to help understand if contextual equipoise can be justified or if significant adaptations are required. We hope our analysis offers helpful insight to better understand and ensure that the ethical principle of beneficence is upheld in the real-world contexts of IR in low-resource settings.

摘要

全民健康覆盖的呼吁要求在资源匮乏的环境中紧急实施和扩大已被证明有效的干预措施。要实现这一目标,需要进行高质量的实施研究(IR),评估背景对有效提供基于证据的实践的影响这一复杂现象。然而,全球卫生实施研究未能采用强有力的、理论驱动的方法,导致与方法不完善的研究相关的伦理问题。

IR 中经常使用不适当的方法来处理和报告背景。这可能导致无法有效理解如何将干预措施适应当地环境,也无法明确概念化是否有足够的证据将以前的 IR 发现推广到新环境,或者是否需要进行随机对照试验(RCT)。由此产生的一些伦理问题包括:研究质量差,可能不必要地使脆弱的参与者暴露在未经适应以适合当地需求和优先事项的研究中,以及不恰当地使用 RCT,使对照组参与者无法获得在当地背景下有效的治疗。

为了解决这些问题,我们提出了一种针对 IR 的临床均衡性的补充方法,称为“实施背景均衡性”。我们讨论了评估背景和评估证据确定性以证明 RCT 合理性方面的挑战。最后,我们描述了可以用来改进背景评估和报告的方法,并帮助理解是否可以证明实施背景均衡性合理,或者是否需要进行重大调整。我们希望我们的分析能提供有益的见解,以更好地理解和确保在资源匮乏环境中的 IR 中的伦理原则——有利原则得到维护。

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