Center for Health Management and Policy Research, School of Public Health, Cheeloo College of Medicine, Shandong University, Jinan, China.
NHC Key Lab for Health Economics and Policy Research, Shandong University, Jinan, China.
Cochrane Database Syst Rev. 2021 Jan 20;1(1):CD011865. doi: 10.1002/14651858.CD011865.pub2.
Changes to the method of payment for healthcare providers, including pay-for-performance schemes, are increasingly being used by governments, health insurers, and employers to help align financial incentives with health system goals. In this review we focused on changes to the method and level of payment for all types of healthcare providers in outpatient healthcare settings. Outpatient healthcare settings, broadly defined as 'out of hospital' care including primary care, are important for health systems in reducing the use of more expensive hospital services.
To assess the impact of different payment methods for healthcare providers working in outpatient healthcare settings on the quantity and quality of health service provision, patient outcomes, healthcare provider outcomes, cost of service provision, and adverse effects.
We searched CENTRAL, MEDLINE, Embase (searched 5 March 2019), and several other databases. In addition, we searched clinical trials platforms, grey literature, screened reference lists of included studies, did a cited reference search for included studies, and contacted study authors to identify additional studies. We screened records from an updated search in August 2020, with any potentially relevant studies categorised as awaiting classification.
Randomised trials, non-randomised trials, controlled before-after studies, interrupted time series, and repeated measures studies that compared different payment methods for healthcare providers working in outpatient care settings.
We used standard methodological procedures expected by Cochrane. We conducted a structured synthesis. We first categorised the payment methods comparisons and outcomes, and then described the effects of different types of payment methods on different outcome categories. Where feasible, we used meta-analysis to synthesise the effects of payment interventions under the same category. Where it was not possible to perform meta-analysis, we have reported means/medians and full ranges of the available point estimates. We have reported the risk ratio (RR) for dichotomous outcomes and the relative difference (as per cent change or mean difference (MD)) for continuous outcomes.
We included 27 studies in the review: 12 randomised trials, 13 controlled before-and-after studies, one interrupted time series, and one repeated measure study. Most healthcare providers were primary care physicians. Most of the payment methods were implemented by health insurance schemes in high-income countries, with only one study from a low- or middle-income country. The included studies were categorised into four groups based on comparisons of different payment methods. (1) Pay for performance (P4P) plus existing payment methods compared with existing payment methods for healthcare providers working in outpatient healthcare settings P4P incentives probably improve child immunisation status (RR 1.27, 95% confidence interval (CI) 1.19 to 1.36; 3760 patients; moderate-certainty evidence) and may slightly increase the number of patients who are asked more detailed questions on their disease by their pharmacist (MD 1.24, 95% CI 0.93 to 1.54; 454 patients; low-certainty evidence). P4P may slightly improve primary care physicians' prescribing of guideline-recommended antihypertensive medicines compared with an existing payment method (RR 1.07, 95% CI 1.02 to 1.12; 362 patients; low-certainty evidence). We are uncertain about the effects of extra P4P incentives on mean blood pressure reduction for patients and costs for providing services compared with an existing payment method (very low-certainty evidence). Outcomes related to workload or other health professional outcomes were not reported in the included studies. One randomised trial found that compared to the control group, the performance of incentivised professionals was not sustained after the P4P intervention had ended. (2) Fee for service (FFS) compared with existing payment methods for healthcare providers working in outpatient healthcare settings We are uncertain about the effect of FFS on the quantity of health services delivered (outpatient visits and hospitalisations), patient health outcomes, and total drugs cost compared to an existing payment method due to very low-certainty evidence. The quality of service provision and health professional outcomes were not reported in the included studies. One randomised trial reported that physicians paid via FFS may see more well patients than salaried physicians (low-certainty evidence), possibly implying that more unnecessary services were delivered through FFS. (3) FFS mixed with existing payment methods compared with existing payment methods for healthcare providers working in outpatient healthcare settings FFS mixed payment method may increase the quantity of health services provided compared with an existing payment method (RR 1.37, 95% CI 1.07 to 1.76; low-certainty evidence). We are uncertain about the effect of FFS mixed payment on quality of services provided, patient health outcomes, and health professional outcomes compared with an existing payment method due to very low-certainty evidence. Cost outcomes and adverse effects were not reported in the included studies. (4) Enhanced FFS compared with FFS for healthcare providers working in outpatient healthcare settings Enhanced FFS (higher FFS payment) probably increases child immunisation rates (RR 1.25, 95% CI 1.06 to 1.48; moderate-certainty evidence). We are uncertain whether higher FFS payment results in more primary care visits and about the effect of enhanced FFS on the net expenditure per year on covered children with regular FFS (very low-certainty evidence). Quality of service provision, patient outcomes, health professional outcomes, and adverse effects were not reported in the included studies.
AUTHORS' CONCLUSIONS: For healthcare providers working in outpatient healthcare settings, P4P or an increase in FFS payment level probably increases the quantity of health service provision (moderate-certainty evidence), and P4P may slightly improve the quality of service provision for targeted conditions (low-certainty evidence). The effects of changes in payment methods on health outcomes is uncertain due to very low-certainty evidence. Information to explore the influence of specific payment method design features, such as the size of incentives and type of performance measures, was insufficient. Furthermore, due to limited and very low-certainty evidence, it is uncertain if changing payment models without including additional funding for professionals would have similar effects. There is a need for further well-conducted research on payment methods for healthcare providers working in outpatient healthcare settings in low- and middle-income countries; more studies comparing the impacts of different designs of the same payment method; and studies that consider the unintended consequences of payment interventions.
包括基于绩效的付费方案在内的支付方式改革,正越来越多地被政府、健康保险公司和雇主用于帮助使财务激励与卫生系统目标保持一致。本综述重点关注了所有类型的门诊医疗服务提供者的支付方式和支付水平的变化。广义上的门诊医疗服务设置是指“院外”医疗服务,包括初级保健,对减少更昂贵的医院服务的使用对卫生系统非常重要。
评估门诊医疗服务提供者的不同支付方式对卫生服务提供的数量和质量、患者结局、医疗服务提供者结局、服务提供成本以及不良影响的影响。
我们检索了 CENTRAL、MEDLINE、Embase(2019 年 3 月 5 日检索)和其他几个数据库。此外,我们还检索了临床试验平台、灰色文献、筛选纳入研究的参考文献列表、对纳入研究进行了被引文献检索,并联系了研究作者以确定其他研究。我们对 2020 年 8 月更新检索的记录进行了筛选,将任何可能相关的研究归类为待分类。
随机试验、非随机试验、对照前后研究、中断时间序列研究和重复测量研究,比较了门诊护理环境中医疗服务提供者的不同支付方式。
我们使用了符合 Cochrane 预期的标准方法。我们进行了结构化综合。我们首先对支付方式比较和结局进行分类,然后描述了不同类型的支付方式对不同结局类别的影响。在可行的情况下,我们使用荟萃分析来综合同一类别下的支付干预效果。在无法进行荟萃分析的情况下,我们报告了可用点估计的均值/中位数和全范围。我们报告了二分类结局的风险比(RR)和连续结局的相对差异(以百分比变化或均值差(MD)表示)。
我们纳入了 27 项研究:12 项随机试验、13 项对照前后研究、1 项中断时间序列研究和 1 项重复测量研究。大多数医疗服务提供者是初级保健医生。大多数支付方式是由高收入国家的健康保险计划实施的,只有一项来自中低收入国家的研究。根据不同支付方式的比较,纳入的研究被分为四组。(1)基于绩效的付费(P4P)加现有的支付方式与门诊医疗服务提供者现有的支付方式相比,P4P 激励措施可能会提高儿童疫苗接种率(RR 1.27,95%置信区间(CI)1.19 至 1.36;3760 名患者;中等确定性证据),并可能略微增加药剂师向患者询问其疾病更详细问题的患者人数(MD 1.24,95%CI 0.93 至 1.54;454 名患者;低确定性证据)。与现有的支付方式相比,P4P 可能会略微改善初级保健医生对指南推荐的降压药物的处方(RR 1.07,95%CI 1.02 至 1.12;362 名患者;低确定性证据)。我们不确定 P4P 额外激励措施对患者血压降低的平均幅度以及提供服务的成本与现有的支付方式相比的影响(非常低确定性证据)。纳入的研究中没有报告与工作量或其他卫生专业人员结局相关的结局。一项随机试验发现,与对照组相比,激励专业人员的表现并未在 P4P 干预结束后持续。(2)按服务收费(FFS)与门诊医疗服务提供者现有的支付方式相比,我们不确定 FFS 是否会影响卫生服务的提供数量(门诊就诊和住院)、患者健康结局和与现有支付方式相比的总药物成本,因为证据的确定性非常低。纳入的研究中没有报告服务质量和卫生专业人员结局。一项随机试验报告称,通过 FFS 支付的医生可能会看到比受薪医生更多的健康患者(低确定性证据),这可能意味着通过 FFS 提供了更多不必要的服务。(3)FFS 与现有的支付方式混合与门诊医疗服务提供者现有的支付方式相比,FFS 混合支付方式可能会比现有支付方式增加卫生服务的提供数量(RR 1.37,95%CI 1.07 至 1.76;低确定性证据)。由于证据的确定性非常低,我们不确定 FFS 混合支付方式与现有支付方式相比,对服务质量、患者健康结局和卫生专业人员结局的影响。成本结局和不良影响在纳入的研究中没有报告。(4)增强型 FFS 与门诊医疗服务提供者的 FFS 相比,增强型 FFS(更高的 FFS 支付)可能会提高儿童疫苗接种率(RR 1.25,95%CI 1.06 至 1.48;中等确定性证据)。我们不确定更高的 FFS 支付是否会导致更多的初级保健就诊,以及增强型 FFS 对每年常规 FFS 覆盖儿童的净支出的影响(非常低确定性证据)。服务质量、患者结局、卫生专业人员结局和不良影响在纳入的研究中没有报告。
对于在门诊医疗服务环境中工作的医疗服务提供者,P4P 或增加 FFS 支付水平可能会增加卫生服务的提供量(中等确定性证据),P4P 可能会略微改善针对特定条件的服务质量(低确定性证据)。由于证据的确定性非常低,支付方式变化对健康结局的影响尚不确定。关于特定支付方式设计特征(激励大小和绩效措施类型)的影响的信息不足。此外,由于证据非常有限,我们不确定不包括专业人员额外资金的支付方式改革是否会产生类似的效果。需要在低收入和中等收入国家进一步开展关于门诊医疗服务提供者支付方式的研究;更多比较相同支付方式不同设计影响的研究;以及考虑支付干预的意外后果的研究。