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空间偏态独立模型在非随机缺失的聚类数据中的应用。

Spatial skew-normal/independent models for nonrandomly missing clustered data.

机构信息

Department of Biostatistics, Virginia Commonwealth University, Richmond, Virginia, USA.

Department of Statistics, Universidade Federal de Minas Gerais, Belo Horizonte, Brazil.

出版信息

Stat Med. 2021 Jun 15;40(13):3085-3105. doi: 10.1002/sim.8960. Epub 2021 Mar 29.

Abstract

Clinical studies on periodontal disease (PD) often lead to data collected which are clustered in nature (viz. clinical attachment level, or CAL, measured at tooth-sites and clustered within subjects) that are routinely analyzed under a linear mixed model framework, with underlying normality assumptions of the random effects and random errors. However, a careful look reveals that these data might exhibit skewness and tail behavior, and hence the usual normality assumptions might be questionable. Besides, PD progression is often hypothesized to be spatially associated, that is, a diseased tooth-site may influence the disease status of a set of neighboring sites. Also, the presence/absence of a tooth is informative, as the number and location of missing teeth informs about the periodontal health in that region. In this paper, we develop a (shared) random effects model for site-level CAL and binary presence/absence status of a tooth under a Bayesian paradigm. The random effects are modeled using a spatial skew-normal/independent (S-SNI) distribution, whose dependence structure is conditionally autoregressive (CAR). Our S-SNI density presents an attractive parametric tool to model spatially referenced asymmetric thick-tailed structures. Both simulation studies and application to a clinical dataset recording PD status reveal the advantages of our proposition in providing a significantly improved fit, over models that do not consider these features in a unified way.

摘要

临床牙周病 (PD) 研究经常会产生以聚类形式出现的数据(例如,在牙齿部位测量的临床附着水平,或 CAL,并聚类在受试者内),这些数据通常在线性混合模型框架下进行分析,假设随机效应和随机误差具有正态性。然而,仔细观察会发现这些数据可能存在偏态和长尾行为,因此通常的正态性假设可能值得怀疑。此外,牙周病的进展通常被假设为具有空间相关性,即患病的牙齿部位可能会影响一组相邻部位的疾病状况。此外,牙齿的存在/缺失是有信息的,因为缺失牙齿的数量和位置可以反映该区域的牙周健康状况。在本文中,我们在贝叶斯范式下为牙齿部位的 CAL 和二元存在/缺失状态开发了一种(共享)随机效应模型。使用空间偏斜正态/独立(S-SNI)分布对随机效应进行建模,其依赖结构为条件自回归 (CAR)。我们的 S-SNI 密度提供了一种有吸引力的参数工具,可以对具有空间参考的不对称厚尾结构进行建模。模拟研究和对记录 PD 状态的临床数据集的应用都表明,我们的提议在提供显著改进的拟合方面具有优势,优于那些没有以统一方式考虑这些特征的模型。

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