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纵向健康研究实践中的伦理困境:寻找扩大居民参与度的机会

Dilemmas of Ethics in Practice in Longitudinal Health Research: Identifying Opportunities for Widening Participation of Residents.

作者信息

Twine Rhian, Lewando Hundt Gillian, Kahn Kathleen

机构信息

MRC/Wits Rural Public Health and Health Transitions Research Unit (Agincourt), School of Public Health, Faculty of Health Sciences, University of the Witwatersrand, Johannesburg, South Africa.

Division of Health Sciences, Warwick Medical School, University of Warwick, Coventry, United Kingdom.

出版信息

Front Sociol. 2019 Apr 25;4:33. doi: 10.3389/fsoc.2019.00033. eCollection 2019.

Abstract

Mechanisms for widening participation of local participants in research studies can improve governance of public health research. Research conducted in longitudinal health study areas depends on there being mutual trust and respect over time between the local residents and researchers. Ethics in practice needs consideration alongside procedural ethics. By widening participation of the experimental public-local residents and resident service providers-ethics in practice and accountability are strengthened. The study was undertaken in a longitudinal health study area in rural South Africa using multiple qualitative methods. The sample included 35 individual and five group interviews with resident local leaders and service providers, 24 individual and eight group interviews with residents of the study area, and ten researchers' reflections on two critical incidents from ethnographic field notes on dilemmas of ethics in practice. The interviews were all audio-recorded (besides one where consent to record was not given) and then transcribed verbatim and translated from Shangaan into English. Thematic analysis was conducted. Residents requested the reporting back of personal screening test results from research studies, and raised informed consent issues. Researchers recognized the importance of mechanisms to increase their accountability to residents throughout the research process, and the complexity of informed consent and fieldwork procedures within research studies. This study elicited the views of residents and researchers in a longitudinal health study area to seek guidance on how to strengthen participation in research governance. Three strategies were identified by participants to widen participation of the experimental public. Firstly, increasing study budgets so that individual screening test results could be personally delivered back to participants. Secondly, more rigorous field staff training in informed consent and study procedures with ongoing monitoring and supervision from researchers. Thirdly, increased earlier involvement of residents in research protocol development through study advisory groups. Additional strategies include deeper involvement of Community Advisory Groups and more focused dissemination of research results to specific audiences. In general, there is a need to identify strategies for increased accountability of researchers and participatory governance through involvement of the experimental public in all aspects of longitudinal public health research as part of the ethics in practice and democratization of science.

摘要

扩大当地参与者对研究项目的参与度的机制,能够改善公共卫生研究的治理。在纵向健康研究领域开展的研究,依赖于当地居民与研究人员之间长期的相互信任和尊重。实践伦理需要与程序伦理一并加以考虑。通过扩大实验对象(当地居民和居民服务提供者)的参与度,实践伦理和问责制得以强化。该研究在南非农村的一个纵向健康研究领域开展,采用了多种定性研究方法。样本包括对当地居民领袖和服务提供者进行的35次个人访谈和5次小组访谈、对研究区域居民进行的24次个人访谈和8次小组访谈,以及研究人员对人种志田野笔记中关于实践伦理困境的两起关键事件的反思。除了一次未获录音同意的访谈外,所有访谈均进行了录音,然后逐字转录并从尚加纳语翻译成英语。进行了主题分析。居民要求反馈研究项目中的个人筛查测试结果,并提出了知情同意问题。研究人员认识到,在整个研究过程中建立提高他们对居民问责制的机制的重要性,以及研究项目中知情同意和实地调查程序的复杂性。本研究征集了纵向健康研究领域居民和研究人员的意见,以寻求关于如何加强研究治理参与度的指导。参与者确定了三种扩大实验对象参与度的策略。首先,增加研究预算,以便能够将个人筛查测试结果亲自反馈给参与者。其次,对实地工作人员进行更严格的知情同意和研究程序培训,并由研究人员进行持续监测和监督。第三,通过研究咨询小组让居民更早地参与研究方案的制定。其他策略包括社区咨询小组更深入的参与,以及针对特定受众更有针对性地传播研究结果。总体而言,需要确定一些策略,通过让实验对象参与纵向公共卫生研究的各个方面,提高研究人员的问责制和参与式治理,这是实践伦理和科学民主化的一部分。

https://cdn.ncbi.nlm.nih.gov/pmc/blobs/b3a3/8022611/d49b7dd6d392/fsoc-04-00033-g0001.jpg

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